Search for: "SEC v. Scott"
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28 Oct 2010, 5:00 am
Sources GMCR 8-K Disclosing SEC Inquiry Michelle Stacy’s Form 4 disclosing sale of GMCR stock and option Interesting Issues in Timing of Green Mountain Insider Stock Sales and Disclosure of SEC Inquiry by Sam Antar in White Collar Fraud Whistleblower alledges insider trading at GMCR by WCAX.com Green Mountain Coffee: Beware the Valley Below by Scott Crown in Seeking Alpha Green Mountain and the multi-tasking 8-K… by Michelle Leder in Footnoted Green Mountain… [read post]
31 Jan 2024, 11:31 am
– $2.9 million, Janney Montgomery Scott, LLC – $1.2 million, AXA Advisors, LLC – $600,000, and Stephens Inc. [read post]
15 Dec 2022, 9:05 pm
House of Representatives passed a bill that would get rid of a statue of Roger Taney, the former Supreme Court justice who wrote the 1857 Dred Scott v. [read post]
25 Jul 2019, 12:35 pm
Facebook quietly disclosed that it had agreed to a $100 million settlement with the SEC over the issue, according to Tech Crunch. [read post]
20 Jan 2023, 6:41 am
Kesner, Pay Governance LLC, on Tuesday, January 17, 2023 Tags: 10b5-1, disclosures, Investment banking, investor, SEC enforcement, Stock options SEC Continues Enforcement Scrutiny of ESG Claims by Investment Advisers Posted by Mary Beth Houlihan, Diane Blizzard, and Scott A. [read post]
21 Aug 2023, 6:30 am
A separate bill would eliminate the authority of the SEC to regulate shareholder proposals in their entirety, mirroring the objective of an ongoing lawsuit intervention by the National Association of Manufacturers (NAM) in National Center for Public Policy Research v. [read post]
21 Aug 2023, 6:30 am
A separate bill would eliminate the authority of the SEC to regulate shareholder proposals in their entirety, mirroring the objective of an ongoing lawsuit intervention by the National Association of Manufacturers (NAM) in National Center for Public Policy Research v. [read post]
20 Jan 2023, 6:41 am
Kesner, Pay Governance LLC, on Tuesday, January 17, 2023 Tags: 10b5-1, disclosures, Investment banking, investor, SEC enforcement, Stock options SEC Continues Enforcement Scrutiny of ESG Claims by Investment Advisers Posted by Mary Beth Houlihan, Diane Blizzard, and Scott A. [read post]
11 Aug 2009, 9:36 am
The case is Appling v. [read post]
18 Apr 2012, 2:51 pm
Scott v. [read post]
29 Aug 2020, 6:39 am
” Margaret Taylor sat down with Scott R. [read post]
28 Jul 2018, 4:53 am
SEC. [read post]
14 Mar 2024, 9:08 am
[2] See Senators Wiener & Stern Respond to Governor Pausing Funding To Implement Landmark Climate Laws | Senator Scott Wiener (ca.gov) [3] Chamber of Commerce of the United States of America, et al. v. [read post]
13 Jun 2008, 12:15 pm
See Hallwood Realty Partners, L.P. v. [read post]
2 Jan 2023, 3:03 pm
E.g., SEC v. [read post]
11 Apr 2014, 10:50 am
SEC, 329 U.S. 90, 104 (1946)). [read post]
16 Jun 2008, 3:35 am
The district court granted NCAA's, the UKAA's and the SEC's motions to dismiss the antitrust and civil conspiracy claims and granted NCAA's and the SEC's motions to dismiss Plaintiff's fraud claims. [read post]
16 Jun 2008, 3:35 am
The district court granted NCAA's, the UKAA's and the SEC's motions to dismiss the antitrust and civil conspiracy claims and granted NCAA's and the SEC's motions to dismiss Plaintiff's fraud claims. [read post]
9 Oct 2020, 3:03 am
We note, however, that the SEC is still seeking disgorgement in some insider trading actions filed post-Liu, most notably in U.S. v. [read post]
13 May 2020, 8:24 am
The company is also facing an SEC investigation, is the subject of a class action lawsuit, and is conducting an investigation into possible wrongdoing by CEO Michael V. [read post]
