Search for: "TOP OF EXCHANGE LLC"
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10 Feb 2022, 1:10 pm
The Securities and Exchange Commission today charged New York-based robo-adviser Wahed Invest, LLC with making misleading statements and breaching its fiduciary duty, and for compliance failures related to its Shari’ah advisory business. [read post]
1 Feb 2022, 4:08 pm
“Ensuring that citizens’ tax dollars are protected from fraud and abuse is among the department’s top priorities,” said Acting Assistant Attorney General Boynton. [read post]
1 Feb 2022, 11:15 am
The Securities and Exchange Commission today announced charges against Safeguard Metals LLC, and its owner, Jeffrey Santulan, for engaging in a multi-million dollar fraudulent scheme involving hundreds of investors who were at or near retirement age. [read post]
21 Jan 2022, 10:32 am
Read on for Constantine Cannon’s Top Ten Federal Financial Fraud Recoveries of 2021. [read post]
21 Jan 2022, 10:32 am
Read on for Constantine Cannon’s Top Ten Federal Financial Fraud Recoveries of 2021. [read post]
11 Jan 2022, 11:45 am
Daniel McCollum – In September, a judgment of $140 million was entered against a number of pain management clinics, drug testing laboratories, and other businesses, Oaktree Medical Centre P.C., FirstChoice Healthcare P.C., Labsource LLC, Pain Management Associates entities, ProLab LLC, and ProCare Counseling Center LLC, all of which were affiliated with South Carolina chiropractor Daniel McCollum. [read post]
11 Jan 2022, 11:45 am
Daniel McCollum – In September, a judgment of $140 million was entered against a number of pain management clinics, drug testing laboratories, and other businesses, Oaktree Medical Centre P.C., FirstChoice Healthcare P.C., Labsource LLC, Pain Management Associates entities, ProLab LLC, and ProCare Counseling Center LLC, all of which were affiliated with South Carolina chiropractor Daniel McCollum. [read post]
7 Jan 2022, 2:20 pm
A whopping four of the top ten recoveries relate to cryptocurrency offerings or exchanges, reflecting the exponential growth of the digital asset space—and related frauds—in recent years. [read post]
7 Jan 2022, 2:20 pm
A whopping four of the top ten recoveries relate to cryptocurrency offerings or exchanges, reflecting the exponential growth of the digital asset space—and related frauds—in recent years. [read post]
3 Jan 2022, 12:58 am
In a post-trial decision, the lower court threw out the plaintiff 50% LLC member’s claims for fraud and unjust enrichment. [read post]
22 Dec 2021, 9:15 pm
Verret is Associate Professor at George Mason University Antonin Scalia Law School and Managing Director of Veritas Financial Analytics LLC. [read post]
20 Dec 2021, 4:44 pm
In fact, health plan breaches account for the top three largest resolution agreements to date. [read post]
20 Dec 2021, 10:35 am
The Securities and Exchange Commission today charged registered investment adviser Global Infrastructure Management, LLC for failing to properly offset management fees and for making misleading statements about the fees and expenses it charged. [read post]
17 Dec 2021, 5:35 am
Call New York Securities Lawyers at 212-509-6544.Visit The Securities Law Home Page - news and tips from securities regulators and top securities attorneys [read post]
13 Dec 2021, 1:21 pm
Erie Insurance Exchange, No. 1443 EDA 2020 (Pa. [read post]
13 Dec 2021, 9:16 am
The National Advertising Division (NAD) of BBB National Programs recently examined advertising claims by Straight Smile, LLC (Byte), seller of direct-to-consumer teeth aligners, recommending that Byte provide clear disclosures when reviewers of its product receive incentives in exchange for posting reviews. [read post]
10 Dec 2021, 3:00 am
David Wright accepted bribes from a lawyer in exchange for supporting a $30 million, no-bid DWP contract. [read post]
3 Dec 2021, 9:49 am
” The company’s ticker symbol on the New York Stock Exchange will remain “SQ” for now, it said, though its legal name will change from “Square, Inc. [read post]
3 Dec 2021, 9:49 am
” The company’s ticker symbol on the New York Stock Exchange will remain “SQ” for now, it said, though its legal name will change from “Square, Inc. [read post]
1 Dec 2021, 7:55 am
” “Bala Cynwyd-based trial lawyer William Gericke, 60, was barred from practicing as an attorney before the Securities and Exchange Commission, according to an administrative proceeding filed Nov. 19 by the SEC. [read post]
