Search for: "The Depository Trust Company"
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23 Apr 2013, 6:28 am
Werner, Syndicated Gold Depository Inc, now known as Bahamas Resources Alliance Ltd., Merendon Mining Corp. [read post]
13 Nov 2011, 6:32 pm
Additionally, while the SEC requested records from the Depository Trust Company that would have demonstrated the fact that Madoff was not doing the trading he advertised, it was Madoff himself who provided these records to the SEC - not the DTC. [read post]
2 Sep 2009, 11:53 am
” > In investigating Madoff for running a Ponzi scheme, the SEC never verified Madoff’s trading through an independent third party, such as the Depository Trust Company or the National Association of Securities Dealers (NASD). [read post]
17 May 2009, 5:18 am
Wise would move operations to Napa, California, and create fictitious Limited Liability Companies (LLC's) in Las Vegas, Nevada, based loosely on Millennium's purported Swiss parent, United Trust of Switzerland, in order to open bank accounts there. [read post]
20 Jun 2011, 5:29 am
Contrast the bar’s deferential approach towards online banking with its adversarial attitude towards SAAS companies. [read post]
10 Jan 2016, 10:03 am
Not Commercial Fundraisers The following persons or entities are explicitly not commercial fundraisers: any trustee holding property in trust pursuant to any charitable trust, or any of such trustee’s employees; any charitable nonprofit corporation or any employee of such nonprofit corporation; any employee of a commercial fundraiser; any federally insured financial institution that holds, as a depository, funds received as a result of a solicitation for… [read post]
4 Nov 2009, 2:52 pm
" He said he was "astonished" that they didn’t ask for DTC (Depository Trust Company) records, and stated that only a regulator could get those records from DTC, and the SEC would "have to go to DTC. [read post]
5 Oct 2010, 1:38 am
Haven Trust Bancorp was the parent corporation for Haven Trust Bank, a Duluth, Georgia failed bank of which the FDIC took control on December 12, 2008. [read post]
21 Oct 2022, 10:25 am
Read more: Why are banks closing US expats’ accounts According to FATCA, financial institutions aren’t limited to depository institutions like banks. [read post]
11 Dec 2008, 5:41 pm
According to the federal Depository Trust Company, Corp., which monitors only a portion of the market, financial institutions currently carry roughly $3.3 trillion worth of unhedged net exposure--but accounting for the unmonitored portion of the market means that figure is probably much larger. [read post]
10 Apr 2024, 9:01 pm
Compensation that could be recouped would include “incentive-based compensation, equity-based compensation, severance pay, golden parachute benefits, or compensation that is granted or vested based wholly or in part upon the attainment of any financial reporting measure or other performance metric, and any profits realized from the purchase or sale of securities of the depository institution or depository institution holding company. [read post]
11 Mar 2010, 9:02 am
Judge Rosenthal wrote that the staff position in Hain Celestial was more consistent with the text of Rule 14a-8(b)(2) than the restrictive position Apache advanced, that the rule required confirming letters from the Depository Trust Company or Cede & Co. [read post]
19 Apr 2010, 10:00 am
If the answer is not an escrow of trust account, there may be problems. [read post]
14 Oct 2008, 9:00 am
So 126(c) is like a law excusing me from enforcement or liability arising from the agreement you have with your phone company. [read post]
2 Sep 2009, 11:01 am
You know, I’ll bet that most Madoff victims did not even know that there is a Depository Trust Company or what it does. [read post]
26 Apr 2021, 9:05 pm
DTCC’s subsidiaries, the Depository Trust Company (DTC) and the National Securities Clearing Corporation (NSCC), clear and settle nearly all securities transactions in the United States. [read post]
16 May 2016, 1:00 pm
Where do trusts fit in? [read post]
28 Nov 2011, 8:57 pm
Such customer funds when deposited with any bank, trust company, clearing organization or another futures commission merchant shall be deposited under an account name which clearly identifies them as such and shows that they are segregated as required by the Act and this part. [read post]
3 Nov 2021, 7:05 am
The Report repeatedly emphasizes that legislation should ensure issuance is limited to insured depository institutions that have access to emergency liquidity and Federal Reserve services.[12] While not mentioned in the Report, this creates significant uncertainty on the ability of entities that have received newly created state bank charters or trust-only charters from being able to issue stablecoins where those bank charters may not result in entities being… [read post]
9 Feb 2023, 7:12 am
Later in the year, the EU and UK followed suit and prohibited the provision of trust, accounting, business, and management consulting services to Russian companies. [read post]
