Search for: "The Record Law Firm, LLC"
Results 121 - 140
of 3,801
Sorted by Relevance
|
Sort by Date
27 Dec 2023, 6:09 pm
Independent Financial Group LLC Overview The White Law Group reviews the regulatory history of Independent Financial Group LLC. [read post]
2 Oct 2016, 5:51 am
According to the brokercheck records of one of the firms representatives, Peter Klaass (Klaass), the firm has been subject to at least six complaints through this advisor since October 2015. [read post]
2 Oct 2016, 5:51 am
According to the brokercheck records of one of the firms representatives, Peter Klaass (Klaass), the firm has been subject to at least six complaints through this advisor since October 2015. [read post]
7 Mar 2012, 8:22 am
Although The Langel Firm is a New York-based law firm, we report on collection misconduct cases all over the country because the Fair Debt Collection Practices Act ("FDCPA") is a federal law with import and application to debt collectors in every state. [read post]
30 May 2023, 5:56 am
Shely is compliance counsel to another ABS I previously covered, Axiom Advice & Counsel LLC, the law firm formed by ALSP Axiom. [read post]
26 Nov 2014, 6:47 am
Martin to determine if he violated federal securities laws (FINRA Examination Number 20130358177). [read post]
28 Oct 2015, 2:22 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:The SEC has approved a FINRA rule requiring brokerage firms to add BrokerCheck links to their websites. [read post]
21 Jun 2023, 7:41 am
” “Veritas Took Too Long To Seek To DQ Rival’s Atty, Court Told” — “Freedom Legal Plans LLC has pushed back against Veritas Legal Plan Inc. [read post]
19 Jan 2010, 7:55 am
The Court is troubled by the possibility that plaintiff law firm knew or believed that its client was unlawfully collecting benefits under the no-fault laws when it assisted in said collection efforts. [read post]
31 Aug 2016, 5:24 am
Neff is a partner with the law firm of Fox Rothschild LLP. [read post]
5 Nov 2020, 9:18 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
2 Sep 2022, 6:54 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that David John Melilli (Melilli), formerly employed by Capstone Financial LLC, has been subject to at least three customer complaints during his career. [read post]
12 Nov 2013, 1:56 pm
Paramount Management, LLC. [read post]
4 Jul 2018, 1:19 pm
Friedman, LLC, is a criminal defense law firm centrally located in New Brunswick, Middlesex County, New Jersey. [read post]
25 Nov 2012, 10:12 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
14 Jun 2011, 8:00 am
" View Sharon Berman portfolio>>- Cordell Parvin LLC"Drawing on 36 years of experience as a construction law rainmaker, Cordell Parvin works with lawyers and law firms to develop the next generation of great attorneys. [read post]
6 May 2011, 2:03 pm
Tomassi Law Associates, LLC is a Rhode Island based law practice with offices in Wakefield, Warwick and North Providence, RI. [read post]
30 May 2018, 11:12 am
Finally, firms and registered persons are still required to report unsatisfied liens and judgments within 30 calendar days of learning of the event as long as the agent is registered and to report other activity, such as certain criminal matters per FINRA Rules.Cosgrove Law Group, LLC regularly assists registered persons with disclosure matters, regulatory inquiries, registration matters, and other matters related to industry registration compliance. [read post]
20 Jul 2021, 8:08 am
“Facebook Gets Law Firm Leading Major Antitrust Case Disqualified” — “Facebook Inc. succeeded in disqualifying one of the firms leading antitrust litigation over its alleged scheme to squash rival startups, when a federal judge in California ruled that Keller Lenkner LLC was compromised when it hired a lawyer who had worked on the tech giant’s antitrust defense. [read post]
10 Aug 2020, 5:46 am
Stoltmann Law Offices is a Chicago-based securities and investment fraud law firm that offers nationwide representation to victims of Ponzi schemes and other securities frauds. [read post]
