Search for: "US Securities and Exchange Commission v. Brown"
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30 Dec 2011, 1:23 pm
No company with a class of securities registered under section 12 of the Securities Exchange Act of 1934 (15 U.S.C. 78l), or that is required to file reports under section 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78o(d)), including any subsidiary or affiliate whose financial information is included in the consolidated financial statements of such company, . . . or any officer, employee, contractor, subcontractor, or agent of such company, .… [read post]
17 Dec 2011, 6:36 am
Kluger, Simple Justice: The History of Brown v. [read post]
14 Nov 2011, 6:23 am
At UPI, Michael Kirkland reports on a proposed Securities and Exchange Commission regulation designed to “undo at least some of the effects” of the Court’s opinion in Citizens United v. [read post]
11 Aug 2011, 11:48 am
The SEC must adopt rules directing the national securities exchanges to prohibit the listing of any class of equity security of a company not in compliance with these mandates. [read post]
13 Jul 2011, 3:16 pm
Co. v. [read post]
2 Jun 2011, 7:42 am
Brief Summary of Rules Section 922 of Dodd-Frank added new Section 21F to the Securities Exchange Act of 1934 entitled, “Securities Whistleblower Incentives and Protection. [read post]
27 May 2011, 8:14 am
Additionally, a reasonable belief about a violation of “any rule or regulation of the Securities and Exchange Commission” could encompass a situation in which the violation, if committed, is completely devoid of any type of fraud. [read post]
11 Apr 2011, 11:51 am
§] 1341 [mail fraud], 1343 [wire fraud], 1344 [bank fraud], or 1348 [securities fraud], any rule or regulation of the [Securities and Exchange Commission], or any provision of Federal law relating to fraud against shareholders. [read post]
11 Apr 2011, 7:51 am
§] 1341 [mail fraud], 1343 [wire fraud], 1344 [bank fraud], or 1348 [securities fraud], any rule or regulation of the [Securities and Exchange Commission], or any provision of Federal law relating to fraud against shareholders. [read post]
4 Apr 2011, 1:15 pm
Form 10-K Annual Report For the Fiscal Year Ended December 31, 2010, which was filed with the Securities and Exchange Commission on February 28, 2011: As of December 31, 2010, approximately 1,295 cases, which include approximately 1,675 plaintiff groups, had been filed and were pending against [Merck & Co., Inc.] in either federal or state court.... [read post]
1 Apr 2011, 8:27 am
Capute of the Securities and Exchange Commission (SEC), Lynn K. [read post]
23 Mar 2011, 6:26 am
Those familiar with the current “libel tourism” debate – either in the UK or the US – should take note of two recent Canadian decisions: Black v. [read post]
3 Feb 2011, 9:26 am
Confidential proprietary records related to inventory and sales, voluntarily provided by private energy suppliers to the Department of Mines, Minerals and Energy, used by that Department for energy contingency planning purposes or for developing consolidated statistical information on energy supplies. 8. [read post]
19 Jan 2011, 6:02 am
v. [read post]
18 Jan 2011, 11:58 am
Attorney John Avery appeared on behalf of the Securities and Exchange Commission (SEC). [read post]
22 Dec 2010, 10:22 pm
Campbell & William Brown, Assessing Effects of Pretrial Publicity through Agenda-Setting and Framing. [read post]
12 Aug 2010, 7:40 am
Liberty's former CEO eventually pleaded guilty to a single count of conspiring to commit wire fraud and was sued by the Securities and Exchange Commission. [read post]
22 Jun 2010, 12:41 pm
Pedreira; Brown v. [read post]
29 Apr 2010, 2:08 pm
Securities and Exchange Commission (SEC), one fully supported by the relevant statute, Section 10 of the Securities Exchange Act of 1934, that investors do have a right of action against these defendants. [read post]
19 Apr 2010, 5:11 pm
See Securities and Exchange Commission v. [read post]
