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1 May 2014, 6:40 am by D. Daxton White
If you have questions about securities industry promissory notes, The White Law Group may be able to help. [read post]
19 Oct 2013, 10:49 am by Adam Weinstein
CAPCO is a mutual fund underwriter and is a subsidiary of Capstone Financial Services, Inc. [read post]
29 Jul 2022, 6:30 am
IPOs Posted by Antonios Kallias (Cardiff University), Konstantinos Kallias (University of Portsmouth), and Song Zhang (University of St Andrews ), on Monday, July 25, 2022 Tags: Capital formation, Financial reporting, IPOs, Lobbying, Political spending, Signaling Global M&A Industry Trends: 2022 Mid-Year Update Posted by Malcolm Lloyd, Colin Wittmer, and John Potter, PricewaterhouseCoopers LLP, on Monday, July 25, 2022 … [read post]
29 Jul 2022, 6:30 am
IPOs Posted by Antonios Kallias (Cardiff University), Konstantinos Kallias (University of Portsmouth), and Song Zhang (University of St Andrews ), on Monday, July 25, 2022 Tags: Capital formation, Financial reporting, IPOs, Lobbying, Political spending, Signaling Global M&A Industry Trends: 2022 Mid-Year Update Posted by Malcolm Lloyd, Colin Wittmer, and John Potter, PricewaterhouseCoopers LLP, on Monday, July 25, 2022 … [read post]
20 Sep 2018, 12:46 pm by David Cosgrove
The Securities and Exchange Commission (“SEC”) affirmed a Financial Industry Regulatory Authority (“FINRA”) Decision in which EKN Financial Services Inc. stockbroker, Louis Ottimo, was assessed a $25,000.00 fine and two-year suspension in all capacities pursuant to findings that he willfully failed to accurately and timely update his Uniform Application for Securities Industry Registration or Transfer (“Form U4”) to reflect judgments,… [read post]
28 Dec 2012, 2:43 am by Florian Mueller
Theoretically that award could even be tripled for willfulness, in which case the damages award would exceed Marvell's market capitalization. [read post]
29 Sep 2017, 5:10 am by lgraham@bc-cm.com
  The projects aim to solve critical research and developmental challenges encountered for the successful scale-up and reliable operations of IBRs, to decrease capital and operating expenses, and to focus on the manufacture of advanced or cellulosic biofuels and higher-value bioproducts. [read post]
6 Sep 2012, 9:17 am by Amber Walsh
Frontier Capital, which focuses exclusively on partnering with the management teams of high growth business services companies, led an investment deal merging a pair of CROs, Inclinix Inc. and PMG Research Inc.. [read post]
17 Jun 2019, 7:04 am by Staff Attorney
  As is too common in the brokerage industry, firms fail to understand the flawed Non-Traded REIT business model and only recommend these products for their 7% commissions – not because they benefit investors. [read post]
9 Sep 2024, 6:18 am by Alden Abbott
US v RealPage Inc The DOJ complaint RealPage is a software producer. [read post]
15 Mar 2012, 3:48 pm by Eric Schweibenz
  Pragmatus further states that a domestic industry exists by virtue of the activities of Pragmatus’s domestic licensees, including significant investment in plant and equipment, significant employment of labor and capital, and substantial investment in research and development with respect to the asserted patents. [read post]
9 Sep 2012, 7:13 pm by tekEditor
David Gilboa and Neil Blumenthal founded Warby Parker last year in an attempt to breathe new life into the eyewear industry. [read post]
21 Oct 2019, 6:14 am
Clayton also stated that: Main Street investors’ continued participation provides the lifeblood for our capital markets, as at least 52 percent of U.S. households are invested directly or indirectly in the capital markets… This level of retail investor participation stands out against other large industrialized countries. [read post]
25 Feb 2009, 3:05 am
A group of approximately 165 game industry leaders, developers, publishers, lawyers and members of the venture capital and financial industry were on hand to discuss in depth the latest business trends and legal issues of the game industry. [read post]
Featuring an unparalleled lineup of speakers from these companies and organizations: Discover Capital One Quicken Loans SoFi Affirm, Inc PNC Bank MERSCORP Discover BMO Financial Group AmeriFirst Financial SunTrust Bank Capital One TransUnion, LLC Skopos Financial Caliber Home Loans Federal Trade Commission Office of the Illinois Attorney General U.S. [read post]