Search for: "Registration Private (5)"
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22 Aug 2014, 5:00 am
The main place that I reduced coverage was in connection with the exemtions from registration. [read post]
21 Aug 2014, 5:00 am
The courses usually covered the definition of a security, the public offering process, the exemptions from registration (small offering, private placement, intrastate, crowdfunding), and liability (Section 11 and 12 in the 1933 Act). [read post]
20 Aug 2014, 5:35 am
It looks a lot like the presence exam initiative for newly registered private fund managers and the never before examined initiative for unexamined advisers. [read post]
15 Aug 2014, 11:30 am
It will be held Sept. 3-5 at the Texas Law Center in Austin. [read post]
14 Aug 2014, 4:09 pm
There are exemptions from broker-dealer registration that are available to EB-5 regional centers and entities which act as general partners or managers of EB-5 investment funds. [read post]
7 Aug 2014, 12:21 pm
Gov’t agencies and private parties may police these claims under federal and state laws.Artist compensation claims are fact-based, not opinion/puffery. [read post]
6 Aug 2014, 2:57 pm
Almost all EB-5 offerings are conducted under Regulation S and/or Regulation D, without SEC registration. [read post]
14 Jul 2014, 9:49 am
To schedule an appointment or to determine eligibility, call 212.725.1211, ext. 6245 or 646.485.7982, Monday through Thursday (9:00am to 5:00pm) and Friday (9:00am to 2:00pm). [read post]
1 Jul 2014, 12:22 pm
First Act had 14 year renewable term, and required registration etc. [read post]
30 Jun 2014, 5:43 pm
Supreme Court.Forfeiture -- In rem civil forfeiture -- Seizure of substitute assets -- Seizure of bank accounts as substitute assets where no link is established between alleged criminal activity and bank accounts -- Section 932.703(5), Florida Statutes, does not authorize the seizure of substitute assets prior to a forfeiture hearing -- Statute is intended to be used once a forfeiture has been orderedSATISH B. [read post]
30 Jun 2014, 3:26 pm
It would increase the maximum amount of a single public offering under the original Regulation A exemption (now often referred to as a “Tier 1” offering) from $5 million to $10 million. [read post]
30 Jun 2014, 3:26 pm
It would increase the maximum amount of a single public offering under the original Regulation A exemption (now often referred to as a “Tier 1” offering) from $5 million to $10 million. [read post]
27 Jun 2014, 2:18 pm
The department will provide free shots at the Larimer County Health Department, 1525 Blue Spruce Dr., Fort Collins, on Sunday, June 29, from noon to 5 p.m., and on Monday, June 30, from 5 p.m. to 8 p.m. [read post]
27 Jun 2014, 1:49 pm
Online pre-registration for the clinics is strongly encouraged; as it will significant reduce wait times to receive services. [read post]
23 Jun 2014, 5:32 am
TL Ventures sponsored private equity funds. [read post]
18 Jun 2014, 11:29 am
Registration begins at 4.30 in anticipation of a 5 pm start, with drinks and networking provisionally to start at 6.30 pm. [read post]
18 Jun 2014, 4:00 am
The plaintiffs seek to sue the Bank and Wilson for damages, including a breach of their privacy rights through the tort of “intrusion upon seclusion”. [2] Richard Wilson, an employee of the Bank, has admitted to providing private and confidential information of Bank customers to his girlfriend, who then disseminated the private information to third parties for fraudulent and improper purposes. [read post]
15 Jun 2014, 7:19 pm
2014 Summit: The Voice of the ClientMonday June 16th is the last day to Register for the 2014 Private Law Libraries Summit and the last day to get the early bird registration for the AALL annual meeting.2014's Summit is scheduled for Saturday, July 12, 8:30 am – 5 pm in San Antonio at the Marriott Rivercenter. [read post]
6 Jun 2014, 9:30 pm
VII Brazilian Congress of Legal History, Rio de Janeiro, Brazil, Lecture Rooms at the IHGB (Brazilian Historical and Geographical Institute), Avenida Augusto Severo, n. 8, Centro, Rio de Janeiro, September 1–5, 2014The seventh edition of the Brazilian Congress of Legal History, promoted by IBHD (Brazilian Institute of Legal History), will take place, in 2014, in Rio de Janeiro, organized by UERJ (State University of Rio de Janeiro) and its post-graduation program in Law, and hosted in… [read post]
2 Jun 2014, 2:03 pm
Over next 5 to 10 years, half of China’s ODI will earn no return or incur losses.These recent failures, Komesaroff notes, stand in contrast to earlier successes by Chinese SOEs. [read post]
