Search for: "US Trade and Exchange, LLC"
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24 Jun 2011, 7:55 am
Securities and Exchange Commission (SEC) filed a complaint against Christopher Love Blackwell, AV Bar Reg Inc. and Millers A Game LLC, two entities he controls. [read post]
21 Jun 2011, 7:21 pm
The US Securities and Exchange Commission accused Gupta in 2008 of insider trading, alleging a brother of a Georgia-Pacific board member illegally shared information on a deal with Gupta, who then bought more than $1 million of Georgia-Pacific securities and gained $689,401 in profits. [read post]
20 Jun 2011, 4:47 am
.), the United States Supreme Court held that purposes of a securities fraud claim under Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. [read post]
14 Jun 2011, 8:15 am
Janus Capital Group, Inc. is a publicly-traded company that created the Janus family of mutual funds. [read post]
7 Jun 2011, 1:58 pm
They also did business as Synergies Capital, LLC, Capital Trading, and Pepper Tree Partners. [read post]
27 May 2011, 8:14 am
Judge Brown opines that (i) Rule 12(b)(6) does not apply to SOX complaints, but ALJs can use OALJ summary decision procedure (29 C.F.R. [read post]
25 May 2011, 5:00 am
They must, however, mostly consist of independent and a majority must be US Persons. [read post]
25 May 2011, 4:06 am
Compiled from online public domain resources, provided for your review/use is this week's update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and announcements. [read post]
23 May 2011, 2:20 am
Global Global – General Misunderstand the strength of IP (no. 16 in our list of IP mistakes) (IP Think Tank) New reports on TRIPS and tech transfer, LDC needs (IP Watch) Emerging IP monetisation solutions: Institutionalisation of an IP exchange (IP finance) Global – Trade Marks / Brands How trademarks are key to driving innovation (IAM) Parallel market and the MERCOSUR countries (The Gray Blog) Global – Patents WIPO patent committee discusses exception and… [read post]
20 May 2011, 6:24 pm
Tomassi Law Associates, LLC – Learn More at www.attorneyri.com article sourceContinue to keep your current web log fresh by making use of Automated Blog Content currently offered by BlogDominator.com Tomassi Law Associates, LLC is a Rhode Island based law practice with offices in Wakefield, Warwick and North Providence, RI. [read post]
16 May 2011, 9:47 am
And it was an investment strategy using U.S. [read post]
15 May 2011, 2:54 pm
Congress used the term ‘contract’ in other parts of the MMA, but used the term ‘agreement’ in Section 1112, a word whose customary meaning is merely something that two parties consent to. [read post]
13 May 2011, 4:02 pm
The $85,000 was composed of a $40,000 bank account and $45,000 in Southern Company stock, a stock traded on the New York Stock Exchange. [read post]
11 May 2011, 5:30 am
Compiled from online public domain resources, provided for your review/use is this week's update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and announcements. [read post]
Derivative Use by Investment Companies Will be Harder to Oversee in Coming Years, Warns SEC Official
10 May 2011, 10:38 pm
Ervin said that in the coming years, derivative contracts could be traded on swap execution facilities, exchanges, or over the counter and that it will be hard for fund advisers to manage these different venues. [read post]
2 May 2011, 9:08 pm
As recently as November, Kandi's shares were trading for as much as $7.25, giving the company a market capitalization of nearly $160 million. [read post]
30 Apr 2011, 5:22 am
Green Edge Enters., LLC v. [read post]
29 Apr 2011, 1:03 pm
Green Edge Enters., LLC v. [read post]
23 Apr 2011, 7:15 am
Keep in mind it is not a forgiveness of taxes, Uncle Sam won’t let that slide, but more of a trade up and you can pay us later program. [read post]
22 Apr 2011, 10:11 am
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINEWASHINGTON, DC – The Secretary General of the Organization of American States (OAS), José Miguel Insulza, and the President of the International Criminal Court (ICC), Sang-Hyun Song, today held an exchange of letters for the establishment of a Cooperation Agreement between the two institutions on issues of common interest, such as the promotion and dissemination of international criminal law and the Rome… [read post]
