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4 May 2015, 8:01 am
He cited the example of the case his office brought against two former executives at Assisted Living Concepts Inc. [read post]
2 May 2015, 12:00 pm
W2007 Grace, which is indirectly owned by one or more private equity funds affiliated with The Goldman Sachs Group Inc., has agreed to pay $640,000 to settle the SEC’s charges relating to eight missed filings. [read post]
30 Apr 2015, 9:24 am
Union Pacific Railroad Co., ARB No. 13-042, ALJ No. 2012-FRS-17 (ARB Mar. 20, 2015), the Complainant engaged in protected activity when he reported a foul, smoky odor to the manager of yard operations (which had resulted from marsh fires outside New Orleans). [read post]
30 Apr 2015, 8:59 am
EPA Region 5 issued to FutureGen Industrial Alliance, Inc. [read post]
29 Apr 2015, 12:02 pm
Nicholas & Associates, Inc. [read post]
29 Apr 2015, 11:37 am
The exception applies where there is continuity among directors and management, common shareholder interest, and, in some cases, inadequate consideration in the transaction. [read post]
28 Apr 2015, 12:29 pm
Gallagher Risk Management, and Tracy Williams (collectively, the Insurance Brokers), asserting claims for negligence and breach of contract. [read post]
28 Apr 2015, 12:29 pm
Gallagher Risk Management, and Tracy Williams (collectively, the Insurance Brokers), asserting claims for negligence and breach of contract. [read post]
28 Apr 2015, 6:45 am
By Matthew Garza, J.D.The SEC staff has granted no-action relief to Hertz Global Holdings, Inc. to allow the company to grant equity compensation awards to employees despite the fact that an ongoing review of recent financial statements has prevented it from being current in its reporting obligations. [read post]
25 Apr 2015, 4:22 am
He held a number of roles at Caesars Entertainment, Inc. [read post]
22 Apr 2015, 1:22 pm
They say that "he who seeks equity must do equity. [read post]
20 Apr 2015, 6:35 am
Data Inc. v. [read post]
20 Apr 2015, 6:06 am
McDonald (In re World Health Alternatives, Inc.) [read post]
13 Apr 2015, 11:00 am
A former human resources director of American International Group, Inc. [read post]
7 Apr 2015, 7:27 am
Rowe Price Group Inc. will start trading Japanese stocks from Sydney next week as the U.S. money manager seeks to meet demand for Tokyo equities and free up staff in Hong Kong to cover other markets. [read post]
6 Apr 2015, 7:31 am
.* Litigation with friends: a Scramble for Scrabble in the Court of AppealFormer guest Kat Darren Meale is back to treat us to his account of JW Spear & Sons Ltd & Others v Zynga Inc [2015] EWCA Civ 290 [on which see the earlier Katpost here], where Mattel makes everyone’s favourite word-forming board game, Scrabble (although this ex-Kat prefesr Bananagrams). [read post]
31 Mar 2015, 6:27 am
The Financial Industry Regulatory Authority (FINRA) recently sanctioned brokerage firm Foothill Securities, Inc. [read post]
31 Mar 2015, 1:53 am
In Vidal-Hall v, Google Inc ([2015] EWCA Civ 311) the Court of Appeal dismissed Google’s appeal from the decision of Tugendhat J in which he declined to declare that the English court did not have jurisdiction to hear data protection and misuse of private information claims brought against it. [read post]
18 Mar 2015, 6:19 am
As we previously reported, The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm World Equity Group, Inc. [read post]
17 Mar 2015, 6:33 am
One of the offerings FINRA investigated at World Equity was Newport Digital Technologies, Inc. [read post]
