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31 Jan 2016, 1:43 pm by Mark Astarita
 “These cases are the most recent in a series of strong SEC enforcement actions involving dark pools and other alternative trading systems,” said SEC Chair Mary Jo White. [read post]
25 Jan 2016, 8:04 pm by Diane Marie Amann
(Cross-posted from Diane Marie Amann)Filed under: IntLawGrrls [read post]
21 Jan 2016, 9:01 am by Alexis Yee-Garcia
” SEC Chair Mary Jo White said the new priorities reflect areas that “are extremely important to investors and financial institutions across the spectrum. [read post]
19 Jan 2016, 6:00 am by Michael Froomkin
Smart, Mechanical Engineering, Oregon State University 3:30pm Break 3:45pm Funding the Future: Financial Aspects of Robotics Organizer: Dan Siciliano, Rock Center for Corporate Governance, Stanford Law School 5:15pm Wrap up Friday, April 1st 8:00am Check-in and Breakfast 8:30am Introductions Welcome Remarks: Patricia White, University of Miami School of Law Introductory Remarks and Introduction of Sponsors: A. [read post]
12 Jan 2016, 1:10 pm by James A. Sherman
SEC Chair Mary Jo White stated, “These new areas of focus are extremely important to investors and financial institutions across the spectrum,” and “through information sharing and conducting comprehensive examinations, OCIE continues to promote compliance with the federal securities laws to better protect investors and our markets. [read post]
11 Jan 2016, 8:12 am by Mark Astarita
“These new areas of focus are extremely important to investors and financial institutions across the spectrum,” said SEC Chair Mary Jo White. [read post]
8 Jan 2016, 5:49 am by SOG Staff
 According to this story from the Pretrial Justice Institute, a North Carolina woman, Marie Holmes, won $88 million playing Powerball in February of last year, and has used a portion of those winnings on four separate occasions to post bond for her boyfriend. [read post]
8 Jan 2016, 5:49 am by SOG Staff
 According to this story from the Pretrial Justice Institute, a North Carolina woman, Marie Holmes, won $88 million playing Powerball in February of last year, and has used a portion of those winnings on four separate occasions to post bond for her boyfriend. [read post]
6 Jan 2016, 4:35 pm
  If you are interested in reading more about this story, the AmeriKat strongly recommends last month's post on the MARQUES Class 46 blog written by Mary Knowles - click here. [read post]
4 Jan 2016, 1:17 pm by Cody M. Poplin, Elina Saxena
As the Obama administration considers additional targets for sanctions following Iran’s testing of a ballistic missile late last year, the Associated Press reports that the White House “has more diplomatic and technical work to do before it will announce any sanctions in response to ballistic missile launches by Iran. [read post]
2 Jan 2016, 3:31 am by SHG
And, of course, Ken White put up the Popehat signal whenever free speech was at risk. [read post]
29 Dec 2015, 10:03 pm by Dan Flynn
 Daniel Kilgore, Mary Wilkerson, and Samuel Lightsey, respectfully received sentences of 6, 5, and 3 years. [read post]
28 Dec 2015, 8:18 am by Mark Astarita
“These reports demonstrate the SEC’s vigilant oversight of the credit rating industry,” said Chair Mary Jo White. [read post]
23 Dec 2015, 5:42 am by Mark Astarita
More problems surfacing for the SEC's in-house legal system, where the SEC gets to be prosecutor, judge, jury and appellate court and industry participants get screwed.According to the Wall Street Journal, "[s]ince Mary Jo White became SEC chairman in April 2013, the median time for the agency to decide appeals of its in-house judges’ decisions has increased to 19 months. [read post]
22 Dec 2015, 2:30 pm by Mark Astarita
“Transfer agents increasingly play critical roles in the securities markets and our rules need to be updated and enhanced to ensure that investors and our markets are optimally served,” said SEC Chair Mary Jo White. [read post]
22 Dec 2015, 6:00 am by Doug Cornelius
SEC Chair Mary Jo White encourages “investors, companies and other market participants to provide comments as public input will be very valuable as the Commission considers the definition. [read post]
21 Dec 2015, 1:25 pm by The Public Employment Law Press
Mujica replaces Mary Beth Labate, who is joining SUNY as a senior level policy and program advisor on the Chancellor's Executive Committee. [read post]
20 Dec 2015, 10:03 pm by Dan Flynn
At the time time, numerous labor and environmental groups are concerned about losing a potent weapon in a whole variety of white collar crime cases. [read post]