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24 Feb 2015, 1:47 am
After moving through the FINRA disciplinary process, we wind up at the SEC, not once but twice.Case In PointSteven Robert Tomlinson entered the financial industry in 1981, and over a 20 year span worked for various firms before joining a Corning , NY credit union in 2001 as a financial advisor in its investment services group –by 2003, he became the group manager. [read post]
21 Apr 2017, 4:04 am
House Bill 865: Community Association Property Management Act was filed April 20, 2017 by Rep. [read post]
10 Jul 2012, 3:43 pm
Also, the capital gain rate is scheduled to increase for high-income taxpayers to 20% in 2013, so the total tax on capital gains (with the surtax) could be 23.8% in 2013 and beyond. [read post]
8 Jun 2021, 2:00 am
One survey found that nearly 20% of working parents had to leave work or reduce their hours solely due to a lack of child care during the pandemic. [read post]
21 Nov 2011, 3:09 pm
No, a carbon tax would be better. 56% Yes, cap and trade is the best approach.20% No, regulations of individual sources would be better. 13% Other 6% No, it would be better to invest in developing new technologies but not make any effort currently to limit emissions. 5% [read post]
21 Dec 2011, 8:08 am
Private fund advisers are exempt from investment adviser registration if they satisfy specified requirements. [read post]
23 Dec 2011, 10:30 am
Dec. 20, 2011), the plaintiff, Assured Guaranty (UK) Ltd., commenced an action against defendant, J.P. [read post]
2 Jul 2021, 4:32 pm
Slow networks ultimately cost more than just going straight to fiber because they ultimately have to be replaced by fiber anyways and become wasted investments. [read post]
18 Feb 2011, 9:09 am
In light of these actions, Vice Chancellor Laster enjoined the merger vote for 20 days in order to provide time for a serious bidder to emerge. [read post]
22 Jan 2021, 10:19 am
Does wireless carrier investment correlate up or down with the changing regulatory regime? [read post]
22 Jan 2021, 10:19 am
Does wireless carrier investment correlate up or down with the changing regulatory regime? [read post]
24 Jan 2013, 6:29 am
If convicted of wire fraud, Lowder faces up to 20 years in prison. [read post]
7 Dec 2011, 2:18 pm
” According to the Bronx Times the New York Attorney General’s Office alleges that the “Van Zandts defrauded over 100 investors out of about $20 million by promising returns of 7 to 12 percent per year on phony securities investments. [read post]
2 Feb 2020, 9:40 am
” BHF Chicago Housing Group B LLC is the owner of 45 multifamily residential rental facilities, consisting of 518 residential units and 20 commercial units. [read post]
25 May 2010, 4:32 pm
Or, worst of all, your cooperative partner of 20 years may transfer your wonderful long-term contract to… your closest competitor. [read post]
19 Mar 2012, 3:26 am
Test Claimants in the Franked Investment Income Group Litigation v Commissioners of Inland Revenue and anor, heard 20 – 29 February 2012. [read post]
10 Feb 2019, 7:25 am
On February 20, 2019, a workshop on "Customary International Law and its Interpretation in International Tax & Investment Law" will be held at the University of Groningen. [read post]
Testimony at the Committee on Financial Services hearing: “Oversight of the Proxy Advisory Industry”
20 Jul 2023, 6:31 am
. , on Thursday, July 20, 2023 Editor's Note: Eric Shostal is Senior Vice President of Research and Engagement at Glass, Lewis & Co. [read post]
Testimony at the Committee on Financial Services hearing: “Oversight of the Proxy Advisory Industry”
20 Jul 2023, 6:31 am
. , on Thursday, July 20, 2023 Editor's Note: Eric Shostal is Senior Vice President of Research and Engagement at Glass, Lewis & Co. [read post]
15 Nov 2007, 9:58 am
Of the 20 or so questions we went over, one of my favorites was in response to my question “Chengdu or Chongqing… which city will be the logistics hub of China’s southwest? [read post]
