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5 Apr 2009, 1:26 pm
For example, in June 2008, the SEC filed civil charges against two former portfolio managers for allegedly misleading investors and certain institutional counterparties about the financial state of Bear Stearns’ two largest hedge funds and their exposure to subprime mortgage-backed securities.[13] On the same day, the U.S. [read post]
22 Nov 2009, 9:05 am
Our interview with attorney Holly J. [read post]
25 Jul 2017, 10:32 pm
It discusses the importance of “facts and circumstances” analysis, states that DAO Tokens are securities based on “facts and circumstances” and implores cryptocurrency market participants to seek counsel from private attorneys or the SEC. [read post]
2 Aug 2012, 11:00 am
Neck and Neck in Fund Raising According to filings with the New York State Board of Elections, both candidates put on strong fund raising drives during the first half of the year. [read post]
7 Jun 2010, 2:47 am
" It's unfortunate that certain malicious public companies such as the six companies listed above try to get the SEC to investigate their critics such as what happened when Allied Capital instigated them to investigate short seller David Einhorn and Overstock.com likewise instigated the SEC to investigate independent research firm Gradient Analytics and short selling hedge fund Copper River Management, formerly known as Rocker Partners. [read post]
24 Jun 2016, 2:31 pm
Do I want to hedge the risk of the UK becoming more isolated and open a subsidiary in the EU? [read post]
15 Apr 2022, 9:42 am
Cohen, a billionaire hedge fund executive who bought the Mets in 2020 for $2.4 billion, has been lobbying New York Mayor Eric Adams and other top city officials this year with redevelopment plans for Willets Point near the stadium, including a potential casino, according to a report by The City. [read post]
15 Jul 2015, 7:25 am
Following the sale of its 1,743 store leases this spring to General Wireless, an affiliate of hedge fund Standard General, RadioShack initiated an auction process for the sale of its intellectual property, including the RadioShack name and a collection of customer information. [read post]
5 Nov 2009, 1:06 pm
[FN1] As for Mike Kimelman, here's a bit about him from Moneyshow (via Clusterstock): Michael Kimelman is a founder and partner at Incremental Capital, LLC, a newly formed proprietary trading and hedge fund management firm in New York City. [read post]
1 Apr 2024, 6:36 am
“ “In public, Suarez says he’s not Ken Griffin’s attorney. [read post]
17 Mar 2023, 11:34 am
2015 – Later that year, Lincoln Financial Advisors was censured and fined $150,000 after FINRA found that the firm’s representatives allegedly improperly recommended a high-risk hedge fund to 25 customers. [read post]
6 Feb 2017, 9:30 pm
Department of the Treasury, Democrats have attempted to portray the Goldman Sachs alumnus and hedge fund manager as the financial crisis incarnate. [read post]
18 Mar 2008, 8:43 am
Bear also lost billions for its clients when two hedge funds heavily invested in mortgage securities collapsed. [read post]
6 Mar 2015, 3:53 am
Newman, the United States Court of Appeals for the Second Circuit criticized the United States attorney’s office in Manhattan for “the doctrinal novelty of its recent insider trading prosecutions” in reversing the conviction of two hedge fund managers. [read post]
5 Jan 2021, 6:48 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
9 Nov 2009, 5:11 am
The warrant sought evidence that Tannin was involved in fraud involving "two hedge funds he managed for Bear Stearns Management (`BSAM'). [read post]
18 Apr 2010, 4:52 am
Goldman Sachs failed to disclose to investors vital information about the CDO, in particular the role that a major hedge fund played in the portfolio selection process and the fact that the hedge fund had taken a short position against the CDO. [read post]
29 Jun 2007, 12:37 am
Visit Large Law Firm
Private Equity Helps Fuel IP Wars
The Recorder
Like hungry wolves roving through the financial forest, private equity and hedge funds are always looking for fresh meat, or rather, new investment opportunities. [read post]
22 Apr 2024, 1:11 pm
For this and other reasons, once a motion to dismiss is denied, desire to stem defense costs coupled with inherent risk and uncertainty in securities litigation generally leads to pre-trial settlements. [10] Insurance Coverage Considerations As a threshold matter, private equity firms and other investment funds (REITs, venture capital firms, hedge funds, etc.) ordinarily have coverage under general partnership liability (GPL) policies, which are tailored to their… [read post]
30 Apr 2013, 9:53 pm
So if a husband is a hedge fund manager who quits and starts working the second shift at McDonalds to thwart his wife, the court will still impute income to him commiserate with the profession that he voluntarily left. [read post]
