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19 Jun 2012, 7:28 pm by David Smyth
Big Fish Finally, we have heard a lot of talk over the last few years about the government’s failure to bring criminal cases arising out of the financial crisis against the highest levels of Wall Street players. [read post]
19 Jun 2012, 5:32 am by Doug Cornelius
Sources: Insider Case Lands Big Catch in the Wall Street Journal A Conflicted Jury Finds Rajat Gupta Guilty in the New York Times Gupta Verdict’s Message to GCs: Improve Compliance ASAP by Sue Reisinger in Corporate Counsel Image of Rajat Gupta by Sebastian Derungs [read post]
18 Jun 2012, 7:29 am by Carolyn Moskowitz
Not only that, but several major Wall Street banks that had also lent him money have received lucrative work as public-offering underwriters or financial advisers to Chesapeake. [read post]
15 Jun 2012, 2:26 pm by McNabb Associates, P.C.
Later that day, during a court-authorized wiretapped conversation, Rajaratnam explained to a senior portfolio manager at Galleon International that Rajaratnam had spoken with a member of the Board of Goldman Sachs and learned that Goldman Sachs was losing money during the quarter while Wall Street analysts expected the company to make money. [read post]
15 Jun 2012, 2:26 pm by McNabb Associates, P.C.
Later that day, during a court-authorized wiretapped conversation, Rajaratnam explained to a senior portfolio manager at Galleon International that Rajaratnam had spoken with a member of the Board of Goldman Sachs and learned that Goldman Sachs was losing money during the quarter while Wall Street analysts expected the company to make money. [read post]
15 Jun 2012, 10:04 am
In 2010, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") to restore financial stability by improving accountability and transparency in the financial system. [read post]
14 Jun 2012, 7:01 pm
Regulators Provide Details on SEC, CFTC Whistleblower Programs, Compliance Week, June 12, 2012 Consumer Financial Protection Act of 2010 (CFPA), Section 1057 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, 12 U.S.C.A. [read post]
13 Jun 2012, 6:31 pm
“The meetings led to some positive developments on nontariff barriers in the automotive sector,” The Wall Street Journal quoted Helene Banner, an EU spokeswoman, as saying in a report released May 3. [read post]
13 Jun 2012, 11:16 am by Richard M. Esenberg
As Professor Michael McConnell pointed out in the Wall Street Journal, much of this was union money. [read post]
13 Jun 2012, 6:05 am by velvel
  And none of this is even to mention that lawyers are prominent at professional and civic levels ranging from Wall Street to small firms. [read post]
12 Jun 2012, 7:49 am by Theo Francis
Its sales meetings there are the stuff of legend — CNNMoney noted a custom-built Tiffany’s store at one shindig, along with an appearance by Miss Hawaii – and The Wall Street Journal’s Pui-Wing Tam recently chronicled CEO Marc Benioff’s decade-long efforts to build a five-acre, 7,600-square-foot, $20-million-plus “village-like second home” on the archipelago’s biggest island. [read post]
10 Jun 2012, 12:52 pm by James R. Copland, Manhattan Institute,
Activists have also targeted certain companies’ executive compensation packages, now subject to advisory shareholder votes at all public companies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [3] Click here to read the complete post... [read post]
8 Jun 2012, 9:48 pm by Nicholas Gebelt
On April 25, 2012, Joe Palazzolo of The Wall Street Journal’s Law Blog reported: Judge Otis Wright II . . . , a George W. [read post]
7 Jun 2012, 7:44 pm by Kevin Funnell
Still, like the communist and right-wing partisans in The Balkans during WW II, it might be better to bury the hatchet on the non-third-rail issues for the time being, find whatever common ground exists, and fight for all the turf we can retain, before that ground has been taken by the really dangerous opponents from Wall Street and from the other habitats of the humongous. [read post]
7 Jun 2012, 8:45 am
The Wall Street Journal is also reporting that hedge fund Citadel LLC is arguing its diminished profits in the division weakened by departures to rival Jump Trading are proof that its trade secrets were stolen. [read post]
7 Jun 2012, 5:08 am by David Feldman
On Monday, the Wall Street Journal reported that one of the apparently unintended consequences of the Jumpstart our Business Startups (JOBS) Act is that shells and SPACs can designate themselves as emerging growth companies with scaled back disclosure and no auditors to attest to your financial controls. [read post]
7 Jun 2012, 3:14 am by Stan
In addition to some other news out there, Dinny McMahon has two articles (this one is open to everyone; this one is behind the paywall) on the subject in the Wall Street Journal. [read post]