Search for: "DIVISION OF RISK MANAGEMENT"
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25 May 2024, 11:00 am
JP Leskovich is a rising 3L at the University of Pittsburgh School of Law and JURIST’s News Managing Editor. [read post]
23 Feb 2023, 9:01 pm
Before entering some of these resolutions, we saw only lip service paid to compliance, and in one case, managers who had substantial information about unlawful trading allowed it to continue. [read post]
14 Jan 2015, 5:00 am
Market-Wide Risks – OCIE will examine for structural risks and trends that involve multiple firms or entire industries, including: monitoring large broker-dealers and asset managers in coordination with the SEC’s policy divisions, conducting annual examinations of clearing agencies as required by the Dodd-Frank Act, assessing cybersecurity controls across a range of industry participants, and examining broker-dealers’ compliance with best… [read post]
11 Sep 2014, 8:45 am
This case is a practical reminder that price-fixing, market division, output restriction and other types of “hard core” anti-competitive agreements remain a high risk area for members of trade and professional associations, including in Canada. [read post]
13 Sep 2013, 5:49 am
As part of a companywide effort, the bank is spending an additional $1.5 billion on managing risk and complying with regulations, including a 30% increase in risk-control staffing, these people said. [read post]
13 Sep 2013, 5:49 am
As part of a companywide effort, the bank is spending an additional $1.5 billion on managing risk and complying with regulations, including a 30% increase in risk-control staffing, these people said. [read post]
16 May 2017, 7:01 am
The Kogod School of Business has made a major commitment to be a world thought leader in cybersecurity governance and enterprise risk management. [read post]
1 May 2017, 10:26 am
The Kogod School of Business has made a major commitment to be a world thought leader in cybersecurity governance and enterprise risk management. [read post]
24 Apr 2017, 12:59 pm
The Kogod School of Business has made a major commitment to be a world thought leader in cybersecurity governance and enterprise risk management. [read post]
2 Feb 2011, 9:45 am
An independent panel of judges, made up of active risk management professionals, which were announced on Business Insurance website. [read post]
18 Jan 2021, 12:38 pm
When it comes to high asset divorces, much more is at stake, with more of a risk of making mistakes. [read post]
18 Feb 2022, 11:15 am
Changes to household income, disrupted bill payments, asset division, and debt refinancing can all impact your credit in ways that can affect you for many years to come. [read post]
19 Jul 2013, 7:01 am
These mortgages are insured by the Federal Housing Administration, a division of the Department of Housing and Urban Development. [read post]
19 May 2015, 5:09 am
Hawke, Chief of the Division of Enforcement’s Market Abuse Unit. [read post]
20 Dec 2012, 9:16 am
District Court for the Middle of Florida, Orlando Division by the department's Atlanta Regional Solicitor's Office. [read post]
4 Mar 2015, 5:33 am
The SEC’s Division of Trading and Markets, on February 27, updated its guidance under Section 13 of the Bank Holding Company Act, known as the Volcker rule, as it relates to the exemption for hedge fund or private equity fund activities that occur solely outside the U.S. [read post]
26 Apr 2013, 7:25 am
Riverside Sexual Harassment Attorney Houman Fakhimi has learned that a Los Angeles city councilman and city controller hopeful, has announced his intention to audit the police department's risk management division in order to unearth an answer as to why so many officers are embroiled in litigation. [read post]
26 Feb 2021, 3:53 am
Communications The bill increases the transparency of medical providers’ communications with injured workers.Specifically, the bill provides that any employer, insurance carrier, or third-party administrator, who hires, contacts, designates, or manages medical treatment, must provide the time, date, and substance of any communications with the treating physician to the patient or their legal representative as soon as is practicable thereafter. [read post]
11 Jul 2015, 4:45 am
Auditors also identified some campus practices that go beyond SUNY’s requirements to manage cost and could serve as best practice examples if more widely shared among the campuses. http://osc.state.ny.us/audits/allaudits/093015/14s19.pdf [read post]
26 Nov 2023, 10:00 pm
”Apparently, when D.F. was 17-years-of-age, she was purportedly abused by an employee of the Ramapo Community Workshop – which provided “drug and alcohol counseling and crisis management,” to "troubled and/or at-risk” kids referred by the Ramapo Justice Court Diversionary Project. [read post]
