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30 Nov 2014, 4:59 am
Most stock pump-and-dump schemes do not trade on nationally recognized exchanges such as The NASDAQ Stock Market or the New York Stock Exchange. [read post]
29 Nov 2014, 5:25 am
According to his petition (read here), Marat Novikov paid $450,000 and gave loan guarantees in exchange for a 20% stock interest in Oceana. [read post]
12 Nov 2014, 9:16 pm
The medical products company retained the Abbott name, and the research-based pharmaceuticals company was named AbbVie.[1][2] The separation was effective January 1, 2013[3] and AbbVie was officially listed on the New York Stock Exchange (ABBV) January 2, 2013The underlying issue, mentioned in the Alpha post isAbbVie cannot market Harvoni since it does not own patents on either individual drug in the combination, but can potentially compel royalty payments and… [read post]
9 Nov 2014, 9:00 pm
The fellow will be based at NYU Abu Dhabi, and will collaborate closely with CLS and CRISSP researchers in both New York and Abu Dhabi.CRISSP-Abu Dhabi is an interdisciplinary research community comprised of engineering, computer science, and social science faculy, as well as doctoral and post-doc researchers. [read post]
8 Nov 2014, 10:08 am
Securities and Exchange Commission. [read post]
8 Nov 2014, 10:08 am
Securities and Exchange Commission. [read post]
1 Nov 2014, 3:09 am
--Developing a New Course--"Elements of Law" --"Elements of Law" Course 2.0: A Framework Course for the U.S. [read post]
27 Oct 2014, 4:20 am
Its shares trade primarily on the London Stock Exchange. [read post]
26 Oct 2014, 4:37 pm
And how about New York? [read post]
24 Oct 2014, 7:34 pm
Similarly, Mark Mobius of Franklin Templeton Investments has observed that even though Alibaba’s VIE ownership structure presents significant risk for investors, stock exchange regulators have deferred to the capital-maximizing wishes of stockbrokers, investment bankers, and others, by allowing Alibaba to enter the New York Stock Exchange. [read post]
24 Oct 2014, 7:34 pm
Similarly, Mark Mobius of Franklin Templeton Investments has observed that even though Alibaba’s VIE ownership structure presents significant risk for investors, stock exchange regulators have deferred to the capital-maximizing wishes of stockbrokers, investment bankers, and others, by allowing Alibaba to enter the New York Stock Exchange. [read post]
24 Oct 2014, 5:00 am
SEC Charges Athena Capital in First HFT Case in the Corporate Crime Reporter The Securities and Exchange Commission (SEC) has sanctioned a New York City-based high frequency trading firm for placing a large number of aggressive, rapid-fire trades in the final two seconds of almost every trading day during a six-month period to manipulate the closing prices of thousands of NASDAQ-listed stocks. [read post]
22 Oct 2014, 8:49 am
Supreme Court upheld the decision of the New York Times and The Post to publish them. [read post]
15 Oct 2014, 2:25 pm
Of course, not all Bitcoin transactions are private in nature; in fact, the public block chain has a level of transparency closer to a public stock exchange than a private bank account. [read post]
10 Oct 2014, 9:20 am
Recent interviews with DOJ attorneys regarding the private negotiations, given to the New York Times on the condition of anonymity, have provided a limited window into the direction of the investigation and the intent of the Justice Department. [read post]
10 Oct 2014, 7:13 am
Since 2008, all public companies with stock listed on a major exchange have been required to have DRS-eligible shares. [read post]
4 Oct 2014, 11:47 am
Pope having been convicted of Identity Theft in the Third Degree (The New York penal code creates umpteen degrees for every crime imaginable). [read post]
2 Oct 2014, 3:44 pm
The cost of compliance with these registration and reporting requirements is so great that typically only the largest investment funds that seek to raise funds in the U.S. public stock markets will seek to qualify under the ICA. [read post]
29 Sep 2014, 4:15 pm
Traditionally, the exclusive locales for stock trades were exchanges such as the New York Stock Exchange and NASDAQ. [read post]
29 Sep 2014, 2:22 pm
” DOJ: Corporate Cooperation Means Securing Evidence Of Individual Culpability In remarks given to the Global Investigation Review Program in New York, Principal Deputy Assistant Attorney General for the Criminal Division Marshall Miller outlined the DOJ’s new, tougher stance on corporations’ need to cooperate with investigators in not only identifying culpable individuals but also securing evidence against them in order to receive cooperation credit. [read post]
