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30 Nov 2023, 9:01 pm
A decision by a three-judge panel of the United States Court of Appeals for the Eighth Circuit late last month concerning Section 2 of the federal Voting Rights Act of 1965 (VRA), in Arkansas State Conference of the NAACP v. [read post]
30 Nov 2023, 2:02 pm
FINRA BrokerCheck Report – Edward Mercer According to this FINRA BrokerCheck report, Edward Mercer was affiliated with the following firms during his career, among others:09/01/2022 – 11/08/2023, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
30 Nov 2023, 4:50 am
Bias response and the First Amendment The highest-profile case is undoubtedly Speech First, Inc. v. [read post]
29 Nov 2023, 2:23 pm
(CRD#:5685), Alpena, MI, B, 03/25/2017 – 02/09/2018, MML INVESTORS SERVICES, LLC (CRD#:10409), ALPENA, MI B, 10/08/2007 – 03/25/2017, MSI FINANCIAL SERVICES, INC. [read post]
29 Nov 2023, 8:59 am
” FINRA BrokerCheck Report – Keith Curtis According to this FINRA BrokerCheck report, Keith Curtis was affiliated with the following firms during his career, among others: 06/17/2015 – 01/03/2022, AEGIS CAPITAL CORP. [read post]
28 Nov 2023, 1:37 pm
DoNotPay, Inc. [read post]
28 Nov 2023, 10:19 am
FINRA BrokerCheck Report – Hector Hernandez According to this FINRA BrokerCheck report, Hector Hernandez was affiliated with the following firms during his career, among others: 12/22/2021 – 04/08/2022, PEAK BROKERAGE SERVICES, LLC (CRD#:157045), San Antonio, TX, B, 07/18/2012 – 12/17/2021, MONEY CONCEPTS CAPITAL CORP (CRD#:12963), Shavano Park, TXB, 10/09/2008 – 07/06/2012, NEXT FINANCIAL GROUP, INC. [read post]
28 Nov 2023, 7:25 am
Leslie Jackson (Leslie Don Jackson CRD# 2176917) is a previously registered broker and investment advisor last employed with Momentum Independent Network Inc. [read post]
28 Nov 2023, 6:42 am
Magistrate Judge Susan Prose said in a Tuesday order that Merchant & Gould filed the patent application for Elizabeth Inc., but Elizabeth never transferred its former relationship with the firm to Jefferson Street Holdings LLC, which does business as Cradl Ltd. [read post]
27 Nov 2023, 1:03 pm
DoNotPay, Inc., --- F.Supp.3d ----, No. 3:23-CV-863-NJR, 2023 WL 8108547 (S.D. [read post]
27 Nov 2023, 8:22 am
FINRA BrokerCheck Report – Christopher Kennedy According to this FINRA BrokerCheck report, Christopher Kennedy was affiliated with the following firms during his career, among others: 12/02/2019 – 09/27/2021, WESTERN INTERNATIONAL SECURITIES, INC. [read post]
20 Nov 2023, 4:21 am
Likewise, a books and records demand may implicate not only the records of the company itself, but also the records of related companies and affiliates. [read post]
15 Nov 2023, 8:55 am
FINRA BrokerCheck Report – John Fagan According to this FINRA BrokerCheck report, John Fagan was affiliated with the following firms during his career, among others: B, 11/11/2011 – 12/31/2021, RAYMOND JAMES & ASSOCIATES, INC. [read post]
15 Nov 2023, 6:26 am
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
14 Nov 2023, 9:01 pm
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
13 Nov 2023, 9:05 pm
Assessing Potential Risks The Analytic Framework retains the eight proposed “vulnerabilities that most commonly contribute” to financial stability risks.[24]Relative to the proposal, the Analytic Framework includes additional examples of the types of “quantitative metrics” the Council may consider under certain vulnerabilities: Vulnerability Sample Metrics – Proposal Additional Metrics – Final Leverage… [read post]
13 Nov 2023, 9:27 am
Apple, Inc. [read post]
10 Nov 2023, 7:44 am
FINRA BrokerCheck Report – Robert Marquez According to this FINRA BrokerCheck report, Robert Marquez was affiliated with the following firms during his career, among others: 01/04/2017 – 11/06/2023, INVESTMENT NETWORK, INC. [read post]
10 Nov 2023, 7:01 am
Previous employers include Ameriprise Financial Services, Inc. [read post]
8 Nov 2023, 9:05 pm
Retirement Plans (2023). [3] Brian Croce, House Committee Advances Bill Allowing 403(b) Plans to Offer CITs, Pensions & Invs., May 25, 2023, https://www.pionline.com/defined-contribution/house-committee-advances-bill-allowing-403b-plans-offer-cits. [4] Mitchell, supra note 2, at 25. [5] Management companies such as Fidelity, Vanguard, and State Street have all started to offer CITs through affiliated trust companies or banks. [6] Gensler, supra note 1. [7] Jasmin Sethi, Morningstar… [read post]
