Search for: "Barclays Capital"
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5 Jan 2016, 6:20 am
Barclay’s Capital Real Estate In Anderson v. [read post]
25 Nov 2015, 8:09 am
The White Law Group is specifically looking at the following Barclays structured notes: Barclays Structured Notes tied to Crude Oil Barclays Structured Notes tied to Steel Barclays Structured Notes tied to Copper Barclays Structured Notes tied to Nickel Barclays Structured Notes tied to Natural Gas Barclays Structured Notes tied to Coal Barclays Structured Notes tied to Wheat Barclays Structured Notes tied to Coffee… [read post]
11 Nov 2015, 12:30 pm
According to Tinoco’s FINRA Broker Report, he was registered with UBS International from 05/2005 – 01/2010, with UBS Financial Services from 01/2010 – 03/2011 and with Barclays Capital from 03/2011 – 07/2013. [read post]
27 Oct 2015, 2:11 pm
NCUA Press Release on Barclays. [read post]
3 Sep 2015, 3:05 am
The proceedings clearly demonstrate how fiercely disputes concerning the place of jurisdiction in capital market law are fought. [read post]
28 Aug 2015, 10:44 am
The fund made large gains early, returning 8.7 percent in its first six months, compared with 5.2 percent for the Pimco Total Return fund and 2.9 percent for the Barclays Capital U.S. [read post]
27 Aug 2015, 8:02 am
Co-managers on the transaction are Bank of America Merrill Lynch and Barclays Capital Inc. [read post]
24 Aug 2015, 3:20 am
The defendants in the MDL were Barclays PLC, Barclays Capital, Inc, BATS Global Markets, Inc., Chicago Stock Exchange, Inc., Direct Edge E... [read post]
6 Jul 2015, 4:25 pm
In addition, the agencies notified the firms that public plans should include more detail on each material entity, such as the type of business conducted, interconnectedness among entities, and a general indication of capital and funding sources. [read post]
25 May 2015, 4:43 pm
The appellate court also found that the trial court had erroneously instructed the jury as far on what it means to “make” a false statement under the Supreme Court’s holding in the Janus Capital Group case (about which refer here). [read post]
4 May 2015, 8:51 am
Giddens’s petition argued that, after a federal bankruptcy judge had approved the sale of Lehman’s investment business to Barclays Capital, Inc., with no cash to change hands in the deal, a lawyer for Barclays slyly altered the terms of the deal to allow it to receive about $4 billion in cash or cash equivalents, which Lehman had set aside in reserves to cover its trading decision in so-called derivatives. [read post]
1 May 2015, 3:00 am
Date: May 12-13, 2015 Sponsor: CFP Events Event: Risk Americas 2015 Location: New York, NY Date: May 13, 2015 Sponsor: HFC Event: Southeast Wine Tasting Event Location: Dunwoody, GA Date: May 13, 2015 Sponsor: Sidley Austin LLP Event: How to be Prepared for an SEC Exam in 2015 Location: Los Angeles, CA Date: May 13, 2015 Sponsor: Debtwire Event: Debtwire Investors Summit Location: New York, NY Date: May 13-14, 2015 Sponsor: ASK & The Korea Economic Daily Event: ASK (Alternative… [read post]
1 May 2015, 3:00 am
Date: May 12-13, 2015 Sponsor: CFP Events Event: Risk Americas 2015 Location: New York, NY Date: May 13, 2015 Sponsor: HFC Event: Southeast Wine Tasting Event Location: Dunwoody, GA Date: May 13, 2015 Sponsor: Sidley Austin LLP Event: How to be Prepared for an SEC Exam in 2015 Location: Los Angeles, CA Date: May 13, 2015 Sponsor: Debtwire Event: Debtwire Investors Summit Location: New York, NY Date: May 13-14, 2015 Sponsor: ASK & The Korea Economic Daily Event: ASK (Alternative… [read post]
16 Apr 2015, 2:55 pm
A major provider of financing and leasing capital to small and middle-sized company, CIT had $80.4 billion in assets when it filed. [read post]
20 Mar 2015, 12:35 pm
Brian has been in-house at Citigroup and Barclays, specializing in IPOs and other forms or raising capital. [read post]
20 Mar 2015, 12:00 pm
She regularly negotiates on managers’ behalf investments by institutional investors (side letters) and seed capital arrangements. [read post]
20 Mar 2015, 12:00 pm
She regularly negotiates on managers’ behalf investments by institutional investors (side letters) and seed capital arrangements. [read post]
28 Feb 2015, 10:40 am
On February 24, 2015, the Supreme Court of Ohio heard oral argument in the case of Jerry Dillon, et al. v. [read post]
24 Feb 2015, 5:30 pm
Prior to joining the Fund in 2011, she served as Director of International Derivatives Sales at Bank of America and has held important roles with Lehman Brothers/Barclays Capital and JPMorgan. [read post]
18 Feb 2015, 6:37 am
Barclay’s Capital Real Estate, Inc. [read post]