Search for: "Commonwealth Capital Corporation"
Results 141 - 160
of 234
Sort by Relevance
|
Sort by Date
29 Jan 2016, 9:01 am
Tortoise funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp, Morgan Stanley, Pershing FundCenter, Shareholders Services Group, JPMorgan, Fidelity Institutional, FundsNetwork, MSSB Retail Fund, Raymond James, CommonWealth Universe, RBC Wealth Management, Mid Atlantic Capital Group, MSWM Brokerage, and Securities America Inc. [read post]
18 Jan 2016, 4:00 am
Boylan was the vice president of RBC Capital Markets. [read post]
14 Dec 2015, 4:09 pm
Dr Rolph’s account of the tortuous process by which uniform defamation law was achieved in 2005 leads us closer to an understanding of the problem, by explaining that, until Commonwealth Attorney-General Philip Ruddock threatened to draft Commonwealth legislation based on the communications and corporations power, defamation law reform was rarely seen by state politicians as having any sort of priority. [read post]
10 Dec 2015, 6:32 am
Agents of Realty Capital Securities allegedly impersonated shareholders and cast fake votes in an annual meeting for the Business Development Corporation of America. [read post]
3 Dec 2015, 12:25 pm
Cain, 14-10008, a capital case out of Louisiana, has been rescheduled, had its record requested, and has now been relisted – twice. [read post]
16 Nov 2015, 2:49 pm
In a statement to InvestmentNews, Massachusetts Secretary of the Commonwealth William Galvin said, “This fraudulent activity corrupts the governance of the targeted corporations. [read post]
25 Sep 2015, 5:19 am
According to a story by Nicholas Donato in Private Funds Management only in two other instances has the SEC cited this rule in enforcement action: PL Financial Corporation in 2008 and stock trading firm Commonwealth Equity in 2009. [read post]
2 Aug 2015, 5:10 pm
With respect to the company’s financial condition, the plaintiffs essentially allege that the company improperly capitalized the costs associated with the payments to the cartel members. [read post]
6 Jul 2015, 3:28 am
Plaintiff’s sixth cause of action for common-law corporate dissolution, should have been dismissed under the doctrine of unclean hands, as plaintiff’s embezzlement demonstrated that he could not seek equitable relief (see Blue Wolf Capital Fund II, L.P. v American Stevedoring, Inc., 105 AD3d 178, 184 [1st Dept 2013]). [read post]
23 Jun 2015, 3:13 am
Rovira Rullán, Capital Member and Chair of Ferraiuoli’s Corporate Department, co-authored the Puerto Rico chapters of the International Comparative Legal Guide to Mergers & Acquisitions and the International Comparative Legal Guide to Corporate Governance published by the, London based, Global Legal Group Ltd.Mr. [read post]
22 Jan 2015, 5:37 am
Bigger money investors will want a Delaware entity for the certainty under the Delaware corporate laws for protection of their shareholder rights. [read post]
2 Jan 2015, 10:47 am
This post reviews some of the highlights of the court battles of 2014 in Canada and other Commonwealth countries, the United States and the European Union. [read post]
26 Nov 2014, 7:01 am
It does administer some publicly funded programs on behalf of the Commonwealth. [read post]
21 Oct 2014, 6:03 am
The other firms including Ameriprise Financial Inc., Lincoln National, Commonwealth Financial Network, Royal Alliance Associates, and Securities America. [read post]
30 Sep 2014, 6:30 am
., a way station on the continuum from fee for service, to pay for performance, to shared savings and bundling, then ultimately arriving at the goal of full capitation. [read post]
9 Sep 2014, 12:57 am
Hon Hugo Swire MP, Minister of State, Foreign and Commonwealth Office. [read post]
19 Aug 2014, 3:24 am
The auction house was first singled out in July 2103 by Mercato Capital, which targeted the company’s cost structure and capital allocation practices. [read post]
4 Jun 2014, 10:11 am
BAR ADMISSIONS Commonwealth of Puerto Rico U.S. [read post]
6 May 2014, 8:40 am
Conde is accepted to the practice of the law in The Commonwealth of Puerto Rico, The District Court for the District of Puerto Rico, The Court of Appeals for the First Circuit. [read post]
27 Apr 2014, 11:49 am
This led to a dispute between some of the Board members and the Corporation Counsel regarding the proper vote margin for passage of the modified proposals. [read post]
