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13 Feb 2016, 12:19 pm
Nevertheless, our removal serves as an excellent example of why the law should be changed to prevent repeated extensions of copyright terms, an issue that has plagued our communities for years. [read post]
13 Jun 2017, 6:02 am
While the future is cloudy regarding the implementation of the Dodd-Frank pay ratio rule in 2018, we note that nine state and city governments have proposed some form of tax code change or local ordinance that would base local income taxation or licensing fees on a public company’s CEO pay ratio. [read post]
2 Sep 2010, 4:00 am
The Dodd-Frank Act changes the registration requirements for investment advisors, and will likely result in many current SEC-registered RIAs becoming registered by the states and not the SEC. [read post]
15 Sep 2015, 2:09 am
Ahead of our webcast in two days that features the SEC’s Chief of the Office of Whistleblower – Sean McKessy – the Second Circuit agreed with the SEC in a split decision that a Dodd-Frank whistleblower did not have to make a report directly to the SEC to bring a Dodd-Frank retaliation claim. [read post]
20 Jul 2010, 5:21 am
Cross-posted at the Conglomerate, as part of the Dodd-Frank Masters Forum. [read post]
21 Mar 2011, 8:01 am
First, as Macey notes, “changes in technology and other advances have made it possible for investors to buy shares and to file reports with the SEC in less time than before. [read post]
28 Jun 2022, 9:05 pm
Implications of the Dodd-Frank Act. [read post]
16 May 2016, 5:00 am
Proposed changes. [read post]
30 Mar 2021, 4:06 pm
”Frank addressed the “clampdown mania” of the Internet era, expressing puzzlement over a change in how Democrats look at the speech issue now, versus how traditional liberals almost unanimously viewed the issue in the not-so-distant-past. [read post]
27 Dec 2010, 6:00 am
The session will cover an overview of the Dodd-Frank Act & the best available tools for getting up to speed on the law, how the regulatory structure has changed, and changes still in the offing and the best resources for tracking the ongoing regulatory process. [read post]
25 Apr 2017, 7:09 pm
Financial firms were also subjected to a special resolution process (called “Orderly Liquidation Authority”) similar to that used in the past to address failing depository institutions following a finding that their failure would pose systemic risk.The Dodd-Frank Act made other changes to the regulatory structure. [read post]
26 Oct 2020, 6:12 am
The cover story interview describes Frank’s decades of experience in broadcasting, how the industry is handling the COVID-19 crisis, potential changes to FCC leadership, and legal issues broadcasters could face in the future. [read post]
15 Sep 2016, 8:30 am
Mishkin By a vote of 30-26 earlier this week, the House Financial Services Committee approved the “The Financial CHOICE Act of 2016” (H.R. 5983), the bill released in July 2016 by Committee Chairman Jeb Hensarling to replace the Dodd-Frank Act. [read post]
8 Jun 2023, 3:15 am
That’s the only change that Nasdaq has proposed, and it comes as welcome news! [read post]
21 Oct 2010, 4:38 pm
Earlier this week, the SEC released proposed rules designed to implement the executive compensation provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
15 Jul 2010, 11:56 am
From the Harvard governance blog:The Dodd-Frank Wall Street Reform and Consumer Protection Act will soon be the law of the land, assuming Senate passage. [read post]
27 May 2017, 12:27 pm
Smiley] Tags: administrative law, Supreme Court, wage and hour suits Does the law itself change when a federal agency files an amicus brief? [read post]
7 Jun 2023, 3:30 am
In addition, the NYSE Amendment changes the proposal to allow for a cure period when the Exchange believes that a company has failed to enforce the policy. [read post]
16 Jul 2013, 5:05 pm
These changes make the rule somewhat easier to comply with, by for instance, reducing the number of shareholders or officers who could trigger a disqualification. [read post]
11 Jan 2011, 11:04 am
CHANGE: Dems To Vote Against Debt-Limit Hike? [read post]
