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19 Jul 2016, 1:00 pm by Dykema
As the clock ticks toward the July 22 comment deadline for the proposed Dodd-Frank incentive compensation rules, entities that may be covered by the rules continue to evaluate the potential effects on their operations and their compensation practices. [read post]
21 Jul 2014, 1:30 pm by David Colapinto
Today, July 21, 2014, is the fourth anniversary of the passage of the Dodd-Frank Act — the most significant financial reform law enacted since the Great Depression to combat Wall Street and financial fraud. [read post]
15 Jul 2016, 6:22 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 15, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 8–July 14, 2016. [read post]
27 Jul 2010, 4:10 am by Walter Olson
Elena Kagan: this time it’s personal [Lawyers Guns & Money] Tags: broadcasters, discovery, Elena Kagan, immigration law, law schools, online speech, sanctions, trademarks, Wall Street Related posts Zwebner lawsuits on Internet posts (2) Fox’s thin pelt (1) Archived media law & free speech items, pre-July 2003 (0) What Elizabeth Wurtzel tells us about the XOXOHTH lawsuit (3) Wal-Mart vs. [read post]
31 Aug 2011, 6:55 pm by Hastings Law Journal
  Hastings Law Journal, Issue 62.6 (July, 2011) Articles Network Accountability for the Domestic Intelligence Apparatus Danielle Keats Citron and Frank Pasquale Severability of Statutes Tom Campbell Race Audits R.A. [read post]
1 Dec 2011, 12:00 pm by admin
”Whistleblower Provisions Of The Dodd-Frank Act,” Law360 (July 20, 2010) [read post]
6 Jul 2012, 9:32 am by Felix Shipkevich
More hearings are expected to be scheduled throughout July. [read post]
24 Jul 2011, 6:23 pm by Jay Fishman
Investment advisers transacting business in the District of Columbia on or after July 21, 2011, the date the private fund adviser provisions of the Dodd-Frank Act took effect, must abide by the following procedures:* Advisers with less than $100 million in assets under management must license with the D.C. [read post]
15 Jul 2011, 12:33 am by Elan Mendel
CFTC Rules and regulations required by the Dodd-Frank Act were set to go into effect in July, though many rules have not yet been finalized. [read post]
18 May 2017, 9:04 am by Daniel L. Delnero
Many factors stand in the way of significant Dodd-Frank reform in the Senate. [read post]
27 Jul 2020, 1:41 am by Matrix Legal Support Service
On Wednesday 29 July 2020, the Supreme Court will hand down judgment in Lehtimaki & Ors v Cooper. [read post]
1 Jul 2011, 12:47 pm by James Hamilton
The SEC has provided additional guidance on which federal securities laws will apply to security-based swaps starting July 16, 2011, which is the effective date of Title VII of the Dodd-Frank Act, which created a new regulatory framework for OTC derivatives. [read post]
11 Jul 2008, 5:07 am
Our own Ted Frank on punitive damages after the Exxon Shipping decision [yesterday's WSJ]. [read post]
8 Jul 2022, 6:29 am
Kelsh, and Corey Perry, Sidley Austin LLP, on Friday, July 1, 2022 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Pay for performance, Restatements, SEC, SEC rulemaking, Securities enforcement, Securities regulation The Proposed SEC Climate Disclosure Rule: A Comment from Former SEC Chairmen and Commissioners Posted by Harvey L. [read post]
8 Jul 2022, 6:29 am
Kelsh, and Corey Perry, Sidley Austin LLP, on Friday, July 1, 2022 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Pay for performance, Restatements, SEC, SEC rulemaking, Securities enforcement, Securities regulation The Proposed SEC Climate Disclosure Rule: A Comment from Former SEC Chairmen and Commissioners Posted by Harvey L. [read post]
20 Jul 2010, 12:35 pm by Hunton & Williams LLP
On July 15, 2010, the Senate approved the "Dodd-Frank Wall Street Reform and Consumer Protection Act" (the "Act"), previously passed by the House on June 30, 2010. [read post]
5 Jul 2011, 3:15 am by Seth Leventhal
Update # 2 (July 5, 2011): When Minnesota Litigator first reported this lawsuit brought by TCF Bank nominally against Ben Bernanke challenging the federal Dodd-Frank banking legislation signed into law by Pres. [read post]