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4 Aug 2015, 1:20 pm
Layne, Director of the SEC’s Los Angeles Regional Office, said, “As alleged in our complaint, Moore betrayed his clients, brazenly stole nearly $2 million for his own activities and conducted a Ponzi scheme with the remaining funds. [read post]
13 May 2015, 6:20 pm
Feds clarify: insurers must cover birth control and other services with no cost-sharing – Jeff Layne and Sarah Cummings of Norton Rose Fulbright on the firm’s blog, Health Law Pulse Death Penalty and the Supreme Court: What Will SCOTUS Do? [read post]
25 Apr 2015, 7:22 am
” While Speer’s family declined any comment on the decision, retired sergeant Layne Morris, blinded in one eye during the fire-fight where Khadr was captured, called it “outrageous. [read post]
20 Apr 2015, 12:00 am
Anne Layne-Farrar, Charles River Associates; Northwestern University and Michael A. [read post]
10 Mar 2015, 8:49 am
Kesan (Illinois); Zorina Khan (Bowdoin Econ); Anne Layne-Farrar (Northwestern); Stephen M. [read post]
30 Jan 2015, 5:00 am
Those enforcement actions were Smith & Wesson, Layne Christensen and Bio-Rad. [read post]
15 Dec 2014, 4:02 pm
Layne’s next hearing is set for February 24, 2015. [read post]
15 Dec 2014, 12:03 pm
Layne, 526 U. [read post]
28 Nov 2014, 9:56 am
: 3-16192Case filed: October 9, 2014Qualifying Judgment/Order: October 9, 2014 11/26/2014 02/24/2015 2014-126 In the Matter of Layne Christensen CompanyAdministrative Proceeding File No. [read post]
3 Nov 2014, 8:56 am
Fraud Charges Against New York BusinessmanA New York businessman and his software company are accused of making false statements to investors while raising more than $3 million to fund operationsCharges Against Investment Advisory Firm and Top Officials for Custody Rule ViolationsAn investment advisory firm and three top officials are being charged after violating the “custody rule” that requires firms to follow certain procedures when they control or have access to client money or… [read post]
28 Oct 2014, 7:49 am
These are my notes from the NRS Fall Compliance Conference Lance Burkett, District Director for FINRAMichelle Wein Layne, Regional Director for the SECAndrew Hartnett, Securities Commissioner in Missouri and representing NASAA Each panel member went through list of enforcement and risk priorities that are currently high on their organization’s list. [read post]
21 Oct 2014, 8:34 am
(Layne Street also intersects West 3rd Street a little further west, but you want where it intersects with Industrial Park Road). [read post]
13 Oct 2014, 3:00 am
.; Layne Energy Resources, Inc.; Layne Energy Operating, LLC; and PostRock Midcontinent Production, LLC, successor by merger to Quest Cherokee, LLC, violated law prohibiting restraint of trade in leasing minerals in Southeast Kansas. [read post]
27 Aug 2014, 7:47 pm
On December 12, 2008, Layne and Anita Dellamuth bought flooring materials and installation services from Carpets Unlimited. [read post]
27 Aug 2014, 2:47 pm
On December 12, 2008, Layne and Anita Dellamuth bought flooring materials and installation services from Carpets Unlimited. [read post]
25 Aug 2014, 10:00 am
“[The two individuals] created a facade of sales activity in AirTouch’s quarterly report to falsely depict a healthy and growing company when in fact it was struggling without any positive revenue,” said Michele Layne, director of the SEC’s Los Angeles Regional Office. [read post]
25 Aug 2014, 9:35 am
Robert T. [read post]
12 Aug 2014, 6:43 am
“Investment advisers owe a fiduciary duty of utmost good faith and full and fair disclosure to their clients,” said Michele Wein Layne, director of the SEC’s Los Angeles Regional Office. [read post]
25 Jun 2014, 11:21 am
Layne & Bowler Pump Co., 93 Idaho 496, 499, 465 P.2d 107, 110 (1970). [read post]
19 Jun 2014, 8:05 am
These symptom trajectories also reflect patterns described by Bonanno, Layne and their colleagues (Bonanno, 2005; Layne et al., 2009). [read post]
