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24 Mar 2015, 6:19 am
There is a growing emphasis, in particular by large mutual funds and other institutional investors, on shareholder engagement and shareholder-friendly governance structures that, together with the increased activity of activist hedge funds and other “strategic” activist investors, make shareholder engagement and preparedness an essential focus for public companies and their boards. [read post]
23 Apr 2013, 6:20 am
The shift has come as more American families participate in the capital markets through pooled-investment vehicles, such as mutual funds and exchange traded funds (ETFs). [read post]
21 Apr 2009, 2:40 am
Similarly, mutual fund investors have sued the funds for failing to disclosure the funds’ investments in ARS. [read post]
31 Mar 2020, 1:50 pm
Section 3(c)(7) exempts funds that are only open to qualified investors, who are investors with at least $5 million in investments; however, there is no limitation on the number of such investors in a fund exempt under Section 3(c)(7). [read post]
20 Jul 2009, 6:28 am
Fund v. [read post]
4 Nov 2009, 6:42 am
" It makes sense that mutual fund investors pay more in fees, the authors imply, because they invest a lot less than, say, institutional funds. [read post]
9 Jun 2008, 4:40 pm
Annuities contain investment instruments like mutual funds and an insurance wrapper. [read post]
7 Apr 2010, 11:08 am
Morgan Keegan is the subject of numerous arbitration cases relating to over $2 billion of losses in RMK proprietary bond mutual funds managed by James Kelsoe and decimated due to allegedly risky investments. [read post]
28 Oct 2011, 1:59 am
The FDIC’s complaint alleges that Mutual Bank’s failure has cost the FDIC’s deposit insurance fund an estimated $775 million in losses. [read post]
24 Aug 2022, 10:45 am
Opportunity: Report launch: 2022 edition of The State of the Humanitarian System report, Nairobi/Online, 7 September 2022 [info] Blog posts & press: 10 years of the Aid Transparency Index—How has the US fared? [read post]
19 May 2010, 5:04 am
Mutual Funds; Margin and Ready Asset Accounts c. [read post]
23 Sep 2008, 5:31 pm
All money market mutual funds that are regulated under Rule 2a-7 of the Investment Company Act and are publicly offered and registered with the SEC are eligible to participate in the program. [read post]
31 Mar 2010, 1:51 am
Spin or Win for Investment Industry in High Court Mutual Funds Case? [read post]
19 Mar 2023, 9:05 pm
Storage account funds are held in “storage CDs” bearing interest as deemed appropriate, with specific term (at least T+7); storage CD depositors have immediate redemption rights but with a discount for early redemption. [read post]
7 Jun 2018, 7:18 am
These releases, together, are important steps in our ongoing efforts to improve the experience of investors in mutual funds, ETFs and other investment funds by modernizing the design, delivery and content of fund disclosures to investors. [read post]
10 May 2010, 7:04 pm
While Massachusetts Mutual Life Insurance Company ("MassMutual") is a life insurance company, it is no longer writing structured settlements. [read post]
5 May 2022, 9:01 pm
Rev 745 (2020). [6] See Ellias & Stark, supra note 5 at 747. [7] Kenneth Ayotte & Christina Scully, J. [read post]
17 Jul 2017, 1:26 pm
“It’s a mutual promise to work together with a shared purpose and responsibility. [read post]
13 Jul 2010, 9:20 am
Mutual Funds, which generated the most total fines in 2008, once again produced the highest aggregate fines (approximately $12 million), narrowly edging out Suitability.andnbsp; Mutual fund cases accounted for nearly one-fourth of FINRAandrsquo;s total fines in 2009.andnbsp; More than one-half of the mutual fund cases (representing approximately $6.6 million in fines) also included suitability allegations (e.g., share class cases, discussed… [read post]
30 Mar 2015, 6:39 am
For the purposes of paragraphs 1 to 7, where the recipient of research funding provided by the Union and/or by one or several Member States is not established in the Union the declaration shall be made to the funding institution. [read post]
