Search for: "NEW YORK STOCK EXCHANGE INC "NYSE""
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14 Jun 2007, 12:57 am
Judge Rebuffs Stock Exchange's Request to Yank Information Posted by Animal Rights Groups
Daily Business Review
A Florida federal judge has rejected a request by the operator of the New York Stock Exchange that the names and home addresses of its European directors be removed from an Internet site operated by an animal rights group. [read post]
26 Nov 2009, 7:15 pm
Updated for two additional notes to the SEC at bottom of post To the Securities and Exchange Commission: Recently, Overstock.com (NASDAQ: OSTK) CEO Patrick M. [read post]
14 Jun 2012, 5:25 am
The CGI Group is a Canadian company that lists its stock on the New York Stock Exchange (NYSE: GIB). [read post]
11 Jan 2007, 12:14 am
Former San Diego County Superior Court Judge Vincent DiFiglia, who retired in 2003, also violated a judicial canon by failing to disclose publicly that he had once worked for the defendant's counsel, the San Diego city attorney's office, the commission wrote.
Grasso Fulfilled Duty to New York Stock Exchange, His Lawyer Argues
New York Law Journal
Attorneys for former NYSE Chairman Richard A. [read post]
9 Jul 2017, 10:04 pm
District Judge Jed Rakoff in Manhattan. complaints alleged fraud claims under the Securities Exchange Act of 1934 with respect to purchases of Petrobras American Depository Receipts (equity) on the New York Stock Exchange and several issuances of “notes” (debt) in over-the-counter trades. [read post]
13 May 2019, 6:51 pm
Dara Khosrowshahi, chief executive officer of Uber Technologies Inc., speaks during the company’s initial public offering (IPO) on the floor of the New York Stock Exchange (NYSE) on Friday, May 10, 2019. [read post]
13 Nov 2012, 11:54 am
i.andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp; Suitability The sale of unsuitable investments is actionable under Rule 10(b) of the Securities and Exchange Act ofandnbsp; 1934, SEC Rule 10b-5.andnbsp; This body of law is premised, in part, on the New York Stock Exchange Rule 405- andldquo;Know Your Customerandrdquo; rule, and is also set forth in FINRAandrsquo;s Conduct Rule IM-2310, which states that:andnbsp; andldquo;In… [read post]
11 May 2018, 7:22 am
The company’s stock reached $18 a share and ZZZZ Best was valued at more than $280 million. [read post]
23 Mar 2015, 2:16 am
Walmex’s American Depositary Receipts trade on the New York Stock Exchange. [read post]
13 Apr 2007, 1:12 am
Suit Over Merger Proceeds Against NYSE Head
New York Law Journal
A Manhattan judge has declined to dismiss fraud and breach of fiduciary duty allegations against John Thain, the chief executive officer of the New York Stock Exchange, by a former seatholder of the exchange. [read post]
26 Mar 2010, 8:01 am
About a year earlier, InterOil told the New York Times that it was not doing business with Caserta. [read post]
11 Jul 2021, 8:41 am
In January 2021, the company published a Prospectus offering 116,500,000 ADSs approved for listing on the New York Stock Exchange at $12 per ADS. [read post]
11 Jul 2021, 8:41 am
In January 2021, the company published a Prospectus offering 116,500,000 ADSs approved for listing on the New York Stock Exchange at $12 per ADS. [read post]
21 Aug 2018, 9:17 am
We have represented clients in Federal and state courts and in arbitration through the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. [read post]
11 Jul 2021, 8:41 am
In January 2021, the company published a Prospectus offering 116,500,000 ADSs approved for listing on the New York Stock Exchange at $12 per ADS. [read post]
8 Nov 2007, 11:56 pm
Judge Dismisses Suit Against NYSE, Says Plaintiffs Are 'More at Fault'
New York Law Journal
A New York judge has dismissed claims against the New York Stock Exchange and CEO John A. [read post]
21 May 2019, 7:28 pm
Copies of the documents filed with the SEC by Pivotal when and if available, can be obtained free of charge on Pivotal’s website at www.pivotalac.com or by directing a written request to Pivotal Acquisition Corp., c/o Graubard Miller, The Chrysler Building, 405 Lexington Avenue, 11th Floor, New York, New York 10174. [read post]
29 Jul 2019, 8:29 am
Pivotal’s securities are quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
2 Apr 2012, 2:33 pm
They are a public company listed on the New York Stock Exchange. [read post]
1 Nov 2017, 10:21 am
FINRA was formed by a consolidation of the NYSE (New York Stock Exchange) and NASD. [read post]
