Search for: "Ohio Security Systems, Inc."
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17 Oct 2017, 4:21 am
Briefly: At Bloomberg, Greg Stohr reports that the court “may drop a scheduled securities-fraud clash, Leidos, Inc. v. [read post]
6 Oct 2017, 11:39 pm
As part of the package of remedies imposed by the Consumer Financial Protection Bureau upon the National Collegiate Student Loan Trusts and their debt collector, TransWorld Systems, Inc. [read post]
29 Sep 2017, 12:26 pm
Selling away misconduct often occurs where brokerage firms either fail to put in place a reasonable supervisory system or fail to actually implement that system. [read post]
15 Sep 2017, 5:57 pm
Ohio National Fund, Inc. said the "escalating fraud investigation seems to us a thesis changer. [read post]
29 Jul 2017, 5:32 pm
¶ 44.)All the actions taken on behalf of the NCT entities against the Plaintiffs were actually performed by a "servicing agent," either Defendant NCO Financial Systems, Inc. [read post]
23 Jul 2017, 9:20 pm
Securities and Exchange Commission’s (SEC) pursuit of “disgorgement”—a type of repayment in which the defendant is required to turn over the gains obtained from violating the securities laws—is properly understood as a “penalty” within the meaning of a five-year statute of limitations on imposition of penalties by the SEC. [read post]
21 Jul 2017, 6:04 am
Pastuszenski, Goodwin Procter LLP, on Tuesday, July 18, 2017 Tags: California, Class actions, Jurisdiction, New York, PSLRA, Securities Act, Securities litigation, Shareholder suits, SLUSA, State law, Supreme Court CalPERS v. [read post]
12 Jul 2017, 12:21 pm
See, e.g., Balboa Island Inn, Inc. v. [read post]
9 Jul 2017, 10:21 am
When we obtained the closed files from storage, sure enough, the social security numbers matched, as did all other pertinent data, except that what had been called asbestosis previously was now called silicosis. [read post]
3 Jul 2017, 2:01 pm
Harassment is defined as either a single act of physical or sexual assault or “repeated incidents of intrusive or unwanted acts, words, or gestures that have a substantial adverse effect or are intended to have a substantial adverse effect on the safety, security, or privacy of another. [read post]
3 May 2017, 10:47 am
Turner Broadcasting System, Inc. v. [read post]
9 Apr 2017, 12:35 pm
., Inc. [read post]
31 Mar 2017, 6:03 am
Posted by Ira Kay, Pay Governance LLC, on Monday, March 27, 2017 Tags: Boards of Directors, Dodd-Frank Act, Executive Compensation, Incentives, Institutional Investors, Management, Say on pay, Securities regulation, Shareholder voting The Americas – 2017 Proxy Season Preview Posted by Sean Quinn, Institutional Shareholder Services Inc., on Monday, March 27, 2017 Tags: Boards of Directors, Canada, Executive Compensation, International governance, Proxy access, Proxy… [read post]
27 Jan 2017, 9:11 am
Circuit denied Quicken Loans, Inc. [read post]
27 Jan 2017, 9:11 am
Circuit denied Quicken Loans, Inc. [read post]
16 Dec 2016, 2:11 pm
Henry Chairman and Chief Executive Officer of the Lincoln Institute of Public Opinion Research, Inc. [read post]
2 Dec 2016, 8:19 am
The petitioner in Water Splash, Inc. v. [read post]
2 Dec 2016, 4:41 am
— via Trade Secret / Noncompete Blog No Activism or Labor Activity Slow Down So Far — via CUE, Inc. [read post]
2 Dec 2016, 4:41 am
— via Trade Secret / Noncompete Blog No Activism or Labor Activity Slow Down So Far — via CUE, Inc. [read post]
30 Nov 2016, 12:50 pm
Saint Peter’s Healthcare System v. [read post]
