Search for: "Phillip Smith"
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7 Aug 2019, 7:05 am
Bershad and Jennifer Phillips Smith were primarily responsible for the legal services provided in connection with this project. [read post]
31 Jul 2019, 4:06 am
The allegation that plaintiff would have stopped speculating on the stock at a time when its shares were selling for an amount greater than his actual investment thus depends on “a chain of gross speculations on future events” (Phillips-Smith Specialty Retail Group II v Parker Chapin Flattau & Klimpl, 265 AD2d 208, 210 [1st Dept 1999] [internal quotation marks omitted], lv denied 94 NY2d 759 [2000]). [read post]
10 Jul 2019, 2:48 am
In affirming the trial court, Judge Julia Smith Gibbons, writing in March 2019 for the Sixth Circuit, was no less critical of Mr. [read post]
20 May 2019, 9:18 am
“Discretion is the better part of valor. [read post]
14 May 2019, 8:15 am
" Phillips v. [read post]
25 Apr 2019, 12:02 pm
According to FINRA Disciplinary actions for April 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Austin, Phillip JP Morgan Securities Chase Investment Services Bishop, Tywan Charles Schwab & Co E Trade Securities Delaney,… [read post]
22 Apr 2019, 4:47 am
”‘ (Phillips-Smith Specialty Retail Group II, LP., v Parker Chapin Flattau & Klimp, LLP, 265 AD2d at 210.) [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block,… [read post]
12 Apr 2019, 8:22 am
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Grossman, Robert David Lerner Associates, Inc National Planning Corporation Jacobowitz, Oded Securities America, Inc JP Morgan Securities LLC James, Garland Garden State Securities, Inc Global Arena… [read post]
8 Apr 2019, 7:12 am
William Randolph Hearst famously hired muckraking journalist David Graham Phillips to write an expose, “The Treason of the Senate,” which played a major role in debates around the Seventeenth Amendment. [read post]
8 Mar 2019, 3:43 am
The allegation that plaintiff would have stopped speculating on the stock at a time when its shares were selling for an amount greater than his actual investment thus depends on “a chain of gross speculations on future events” (Phillips-Smith Speciality Retail Group II v Parker Chapin Flattau & Klimpl, 265 AD2d 208, 210 [1st Dept 1999] [internal quotation marks omitted], lv denied 94 NY2d 759 [2000]). [read post]
7 Mar 2019, 10:23 am
Andrew Smith, Director of the FTC’s Bureau of Consumer Protection, explained that the purpose of the proposed changes is “to better protect consumers and provide more certainty for business. [read post]
25 Feb 2019, 9:01 pm
The Sixth Circuit held as early as 2004, in Smith v. [read post]
11 Feb 2019, 6:07 am
Phillips 66 Co. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip… [read post]
28 Jan 2019, 10:04 am
Texas Investor Fraud Lawyers Our Texas securities attorneys at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) represents investors throughout the state. [read post]
28 Jan 2019, 7:17 am
In an op-ed for Los Angeles Times, James Phillips and John Yoo argue that “[t]o ensure the equal treatment of constitutional rights, the court should establish a test fully rooted in the original understanding of the Constitution and the Bill of Rights. [read post]
6 Jan 2019, 10:00 pm
For example, in 1904 Elizabeth Phillips patented the game board for Landlord’s Game, which was then later controversially patented by Charles Darrow in 1934 as Monopoly. [read post]
5 Jan 2019, 3:06 pm
In November a journalist I know and respect took to social media to air her concerns about the probity of family court process as regards transcripts of hearings. [read post]
3 Jan 2019, 5:54 am
Baird & Co, Inc Schreiner, Phillip Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith, Inc Sterr, Margaret M Holdings Securities, Inc Catalyst Solutions Group Suhar, Charles The Huntington Investment Company LPL Financial LLC Swords, Zachary Farmers Financial Solutions, LLC Valenzuela, Francisco Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith, Inc FINRA… [read post]
