Search for: "Raymond James and Associates"
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7 May 2019, 7:09 am
Managers for the public offering were William Blair and Raymond James, and the co-manager was Avondale Partners. [read post]
6 May 2019, 6:23 am
According to BrokerCheck records financial advisor William Council (Council), currently employed by Raymond James & Associates, Inc. [read post]
23 Apr 2019, 2:13 pm
From June 2011 until April 2016 Rothchild was associated with Raymond James Financial Services, Inc. [read post]
18 Mar 2019, 6:46 am
According to BrokerCheck records financial advisor George Mathis (Mathis), currently employed by Raymond James & Associates, Inc. [read post]
5 Feb 2019, 1:16 pm
His previous employers are Raymond James Financial Services, Inc. [read post]
3 Feb 2019, 9:45 am
From October 1989 until July 2018 Reznik was associated with Raymond James out of the firm’s Tallahassee, Florida office location. [read post]
3 Feb 2019, 9:05 am
Chesler, James Stewart, and Geoffrey T. [read post]
31 Jan 2019, 12:58 pm
From June 2011 until April 2016 Abramowitz was associated with Raymond James Financial Services, Inc. [read post]
25 Jan 2019, 8:39 am
James Edward Lyons (CRD #1020397) is a former broker and investment advisor who was last registered with Raymond James & Associates, Inc. [read post]
18 Jan 2019, 9:35 am
His previous employers include Raymond James Financial Services, Inc. [read post]
15 Jan 2019, 7:19 am
George Mathis (CRD #4271854) has been employed with Raymond James & Associates since November 2011. [read post]
12 Jan 2019, 6:06 am
In October 2018 Faust was terminated by Raymond James & Associates, Inc. [read post]
3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc… [read post]
28 Dec 2018, 2:22 pm
Swan was able to determine that it is far more likely than not that a true association exists between Bendectin and human limb reduction birth defects. [read post]
21 Dec 2018, 1:07 pm
According to BrokerCheck records financial advisor Maria Hendershott (Hendershott), currently employed by Raymond James & Associates, Inc. [read post]
3 Dec 2018, 6:45 pm
Mark Tudor Has 5 Disclosures on His FINRA BrokerCheck Report, & Has 21 Years of Experience in the Securities Industry with 6 Different Firms Mark Tudor was registered with Raymond James Financial Services, Inc in Lake Mary, FL from June 13, 2014 until October 31, 2018, and with Raymond James & Associates, Inc. in Winter Park, FL from February 13, 2013 until June 17, 2014, FINRA notes. [read post]
30 Nov 2018, 3:56 am
The account given by Roger Kay is that the term arose when a spokesperson for Intel described opposing counsel in a patent infringement case, the late Raymond Niro (see here for a Kat remembrance of Mr. [read post]
19 Nov 2018, 5:44 am
Cox was registered with Raymond James & Associates, Inc. in Naples, Florida from October 22, 2004 until the present, FINRA states. [read post]
17 Nov 2018, 12:10 pm
Asserting that statistical significance is misleading because it never describes the size of an association, which the Rothman brief does, is like telling us that color terms tell us nothing about the mass of a body. [read post]
14 Nov 2018, 1:35 pm
Murray was formerly employed by Raymond James & Associates, Inc. [read post]
