Search for: "Responsive Media LLC"
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17 May 2023, 11:30 am
The White Law Group reviews the regulatory history of MML Investors Services LLC. [read post]
16 May 2023, 9:18 am
Broker dealers are required to designate an appropriately qualified supervisor who is responsible for the supervision system. [read post]
15 May 2023, 11:27 am
We anticipate this wave will only increase in response to Washington’s My Health, My Data Act once in effect. [read post]
15 May 2023, 5:00 am
The response was virtually immediate. [read post]
12 May 2023, 9:21 am
Acknowledging that misconduct in the course of Section 7 activity is treated differently than misconduct in the ordinary workplace setting that is unrelated to Section 7 activity, the Board further noted that “disputes over wages, hours, and working conditions are among the disputes most likely to engender ill feelings and strong responses,” serving as a backdrop for the Board’s criticism of the Trump Board’s adoption of the Wright Line test in GM. [read post]
11 May 2023, 9:01 pm
It wasn’t until 1986—more than 50 years into the century of progress—that Congress passed the Government Securities Act setting up a federal regulatory regime for government securities brokers, dealers, and clearinghouses.[6] They did so in response to a dozen unregulated government securities firms failing in the 1980s, including Drysdale Government Securities.[7] We’ve continued to see periodic jitters, though, in these markets. [read post]
9 May 2023, 11:55 am
They’re responsible for failing to do due diligence, failing to make proper disclosures and in some cases out outright misrepresentation fraud. 08:10 What was the company trying to gain by having them not do what they said they were going to do? [read post]
8 May 2023, 6:57 am
These individuals are responsible for ensuring that the firm’s supervisory procedures are effective in detecting and preventing violations of securities laws and regulations. [read post]
1 May 2023, 5:58 pm
The comments of UMG’s Chief Digital Officer Michael Nash, in response to a question posed by analyst Omar Sheikh, are worth quoting extensively. [read post]
24 Apr 2023, 12:50 pm
Sullivan and from the Seventh Circuit's precedent in Backpage.com, LLC v. [read post]
21 Apr 2023, 4:00 am
Since that time, however, Thomas has continued to report income from the defunct company – between $50,000 and $100,000 annually in recent years – and there is no mention of the newer firm, Ginger Holdings, LLC, on the forms. [read post]
17 Apr 2023, 11:37 am
”) and Charming Beats LLC (“We’ll serve you with a smile. . . and a summons. [read post]
13 Apr 2023, 11:17 am
But advertising isn’t just about unique law firm branding, snappy copy, or understanding paid ads on Google or social media. [read post]
13 Apr 2023, 6:01 am
The fast-paced news cycle and social media pressure often create a need for ‘instant’ responses, and shareholders, boards of directors and news outlets expect an immediate reaction to the possibility of a negative story. [read post]
11 Apr 2023, 9:00 pm
The Food Safety Summit is owned and produced by Food Safety Magazine (www.food-safety.com) and BNP Media (www.bnpmedia.com), one of the country’s leading business-to-business media companies serving industry professionals across 60+ industries through magazines, custom media, e-newsletters, webinars, events, and market research. [read post]
7 Apr 2023, 3:12 am
There was a deadline on March 31 for responses to that update, and it appears that Microsoft obtained an extension by a few days. [read post]
6 Apr 2023, 8:25 am
So, you’ve identified a party infringing on your brand’s intellectual property rights, and in response, you issue a cease-and-desist letter to the infringer. [read post]
5 Apr 2023, 7:14 pm
Under this rule, broker-dealers are required to: -Designate an appropriately qualified supervisor who is responsible for the supervision system. [read post]
4 Apr 2023, 4:49 pm
The payment to McDougal was made by American Media Inc. [read post]
2 Apr 2023, 6:00 am
Nevertheless, the ecosystem remains dynamic and responsive to the evolving landscape of digital data management and legal technology. [read post]
