Search for: "S&K Trading Consult v. US"
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18 Jul 2012, 5:57 am
Compiled from online public domain resources, provided for your review/use is this week's update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and announcements. [read post]
8 Dec 2021, 7:27 am
Managers should ensure that all trade errors are properly addressed pursuant to the manager’s trade errors policies by the end of the year. [read post]
8 Dec 2021, 11:27 am
Managers should ensure that all trade errors are properly addressed pursuant to the manager’s trade errors policies by the end of the year. [read post]
26 Jun 2023, 9:01 pm
Wainwright and Brady v. [read post]
3 Sep 2010, 10:39 am
Supreme Court in Morrison v. [read post]
17 Feb 2010, 10:14 pm
K. [read post]
16 Oct 2011, 6:42 pm
GRIMSLEY, Appellant, v. [read post]
23 May 2012, 3:18 pm
& Org. 127-162 (2012).McAllister, Lesley K. [read post]
31 Jul 2020, 8:03 am
In past posts,[1] I have called attention to a project launched by historian David K. [read post]
16 Sep 2009, 1:47 pm
(Lunenburg, MA; Michael Verge, President) Adm Trading, Inc. [read post]
22 Dec 2020, 9:43 am
Such managers should consult with legal counsel to determine whether they are required to register in the states in which they conduct business. [read post]
18 Dec 2023, 2:48 pm
This update includes the following: CFM Items Q4 Matters Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Notable Regulatory & Other Items from 2023 Compliance Calendar **** CFM Items We are pleased to welcome Jon Tong as a Senior Associate in our Funds practice group. [read post]
2 Jul 2021, 8:06 am
The Ethics Council's rationale was mos curious: The Council on Ethics has taken notice of the company's statement that it will, in future, use shipbreaking yards that operate in accordance with the Hong Kong Convention. [read post]
3 Oct 2023, 9:01 pm
July 3, 2023, settled) SEC v. [read post]
16 Apr 2020, 4:55 am
Under the name “Avanti Bank & Trust,” the future bank is partnering with Blockstream to provide payment, custody, securities, and commodities activities for institutional customers using digital assets (“Avanti”). [read post]
6 Mar 2023, 9:01 pm
The cost to execute trades has decreased dramatically. [read post]
25 Feb 2023, 6:50 pm
Alice Hamilton published an article on the risks and benefits of industrial asbestos use, in a key labor unionist journal. [read post]
14 Jan 2016, 5:10 pm
Monitor 13D, F and G positions of top institutional holders, including their investment philosophy, exit horizon, historical cost basis, and any parallel trading activity. [read post]
13 Jul 2011, 11:49 am
HACKER AND PAUL PIERSON New York: Simon & Schuster Paperbacks, 2011, c2010 HN89.S6 H33 2011 See Catalog Carbon offsetting -- Law and legislation CARBON TRADING LAW AND PRACTICE / SCOTT D. [read post]
14 Jul 2011, 9:23 am
HACKER AND PAUL PIERSON New York: Simon & Schuster Paperbacks, 2011, c2010 HN89.S6 H33 2011 See Catalog Carbon offsetting -- Law and legislation CARBON TRADING LAW AND PRACTICE / SCOTT D. [read post]
