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21 May 2018, 5:43 am
Texas Spearheads US-Canada Probe of Cryptocurrency Investments (TSSB Press Release)https://www.ssb.texas.gov/news-publications/texas-spearheads-us-canada-probe-cryptocurrency-investmentsOn the heels of the North American Securities Administrators Association (NASAA) May 1st launch of its  “Operation Cryptosweep,” the Texas State Securities Board has joined over 40 U.S. state and Canadian regulators in the investigation of fraudulent … [read post]
7 Dec 2022, 7:58 am by Charlie Jarrett
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
8 Nov 2023, 11:14 am
Community property laws can also provide significant advantages for spouses inheriting retirement accounts. [read post]
5 Aug 2013, 12:24 pm by D. Daxton White
According to their website, Linn Energy is a multi-billion dollar E&P company headquartered in Houston, Texas. [read post]
19 Dec 2014, 5:39 am by tortsprof
Sean Williams (Texas) has posted to SSRN Dead Children: Tort Law and Investments in Child Safety. [read post]
7 Feb 2023, 7:00 am by Zamansky LLC
The Financial Industry Regulatory Authority (FINRA) works with the SEC to regulate the securities industry, and it provides an arbitration forum for investors to pursue claims against their investment firms and advisors. [read post]
4 Mar 2024, 1:41 pm by Jose Medina
Without fair compensation policies, the benefits that rooftop solar can provide to the Texas grid will be hard to realize. [read post]
4 Jun 2011, 11:20 am by admin
  Also, Texas has very stringent anti-plaintiff rules on medical malpractice cases which require a substantial economic investment before a lawsuit is even filed. [read post]
14 Nov 2018, 2:54 pm by ccollins
FINRA also had wanted Ferwerda to provide information involving investments in 1 Global Capital, which is under investigation over an alleged $283M loan fraud. [read post]
26 Oct 2011, 12:04 am by admin
 However, after opening your business, an outside event could prevents the you from using the commercial real estate for its intended use, or could require a large investment of capital to continue the intended use (zone or code changes, for example). [read post]
11 Aug 2021, 9:26 am by Ildiko Duckor
Section 205(a)(1) of the Advisers Act generally restricts an investment adviser from entering into, extending, renewing, or performing any investment advisory contract that provides for compensation to the adviser based on a share of capital gains on, or capital appreciation of, the funds of a client (“performance compensation prohibition”). [read post]
18 Oct 2023, 12:35 am by OxFirst
Based in Texas, Cara has a background in Animal Sciences and Reproductive Physiology. [read post]
23 May 2013, 5:55 pm by admin
As part of his scheme, Palasota claimed his real estate investment was guaranteed to provide a high rate of return to investors. [read post]
3 Jun 2016, 8:55 am by Michelle Capezza
  There is an ongoing debate whether robo-advisers can meet the fiduciary standards of a trained professional who provides investment advice to investors in their best interest. [read post]
24 Nov 2016, 1:37 pm by Renae Lloyd
According to their website, Payson Petroleum is based in North Texas and “leads the way in providing oil investment opportunities to the independent investor. [read post]