Search for: "The Industry Promotion Fund"
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9 Apr 2011, 12:22 pm
The hedge fund industry is troubled by the discretion the SEC would give a security-based swap execution facility to preclude access to its platform to any eligible contract participant that is not registered with the Commission as a security-based swap dealer, major security-based swap participant or broker. [read post]
27 Aug 2021, 11:38 am
The SEC Is Asked to Go Back To The Future to Rewrite History (BrokeAndBroker.com Blog)FINRA Announces Governor Elections and Appointments (FINRA Release)Co-Founder Of Investment Fund Sentenced To 4 Years In Prison For Defrauding Investors Of Over $25 Million / Jason Rhodes Served as Chief Investment Officer and Chief Risk Officer While Defrauding Investors (DOJ Release)Director and Promoter of BitConnect Pleads Guilty in Global $2 Billion Cryptocurrency Scheme (DOJ Release)SEC… [read post]
1 Feb 2009, 7:03 am
He has been both an ardent promoter of the investment vehicle and an agitator in the past. [read post]
23 Jul 2014, 5:46 am
Single-claimant qualified settlement funds (SCQSFs) represent one of the two most politically divisive issues within the structured settlement industry - with the National Structured Settlement Trade Association (NSSTA) opposing and the Society of Settlement Planners (SSP) promoting SCQSF use. [read post]
13 Nov 2015, 11:49 am
But regardless of industry, the families investing the most in presidential politics overwhelmingly lean right, contributing tens of millions of dollars to support Republican candidates who have pledged to pare regulations; cut taxes on income, capital gains and inheritances; and shrink entitlement programs. [read post]
13 Nov 2015, 11:49 am
But regardless of industry, the families investing the most in presidential politics overwhelmingly lean right, contributing tens of millions of dollars to support Republican candidates who have pledged to pare regulations; cut taxes on income, capital gains and inheritances; and shrink entitlement programs. [read post]
2 May 2023, 9:01 pm
Most important to this group is the private fund adviser proposal.[13] This proposal uses the tools of transparency and market integrity to promote competition and efficiency. [read post]
2 Dec 2010, 5:00 am
Is active in industry efforts to develop and implement good compliance practices for advisers to private investment funds. [read post]
14 Sep 2021, 8:04 am
This raises questions about the management of potential conflicts of interest and whether the wider funding industry needs closer oversight. [read post]
1 Feb 2012, 8:51 am
The Financial Industry Regulatory Authority (FINRA) recently issued an “investor alert” to warn investors who may be attracted to the high return promised by floating rate funds. [read post]
29 Apr 2019, 10:15 am
Hearings at the House that day will focus on stopping robocalls, carbon reduction technologies and 2020 fiscal year funding for a couple of government research and development agencies. [read post]
23 Mar 2011, 2:01 pm
The House of Representatives is proposing cutbacks to the E-Gov fund to reduce it down to $2 million. [read post]
6 Mar 2020, 1:30 am
SEC Staff Provides Guidance to Promote Continued Shareholder Engagement, Including at Virtual Annual Meetings, for Companies and Funds Affected by the Coronavirus Disease 2019 (COVID-19) (SEC Release)CBOE Options Exchange Temporarily Shifts to Fully Electronic Trading -- SEC Enables Immediate Effectiveness of Proposed Rule Change to Facilitate Continued Operations in Light of Temporary Suspension of CBOE Physical Trading Floor (SEC Release)SEC Takes Targeted Action to Assist… [read post]
8 Feb 2019, 4:23 am
" Allegedly, Ringgold also promoted t... [read post]
1 Apr 2009, 1:49 pm
Its members are professionals in hedge funds, funds of funds and managed futures funds, as well as industry service providers. [read post]
29 Jun 2014, 12:00 am
Terms of Reference for the Senate Inquiry include: the need to attract new investment in innovation to secure high skill, high wage jobs and industries in Australia, as well as the role of public policy in nurturing a culture of innovation and a healthy innovation ecosystem; the Australian Government’s approach to innovation, especially with respect to the funding of education and research, the allocation of investment in industries, and the maintenance of… [read post]
22 Dec 2023, 11:26 am
The IRS warns that the IRS and tax professionals continue to see third party promoters that charge large upfront fees or a fee contingent on the amount of the refund aggressively promoting these ERC schemes on radio, online and through telemarketing. [read post]
5 Oct 2012, 1:48 pm
At the meeting the Board of Directors also awarded two grants that commit more than $1.2 million to teams that further the Fund's mission to identify, demonstrate, and promote regional action to enhance the health of the Great Lakes ecosystem. [read post]
10 Nov 2016, 7:12 am
Grim also discussed the reforms to promote effective liquidity risk management and to reduce the risk that funds will not be able meet redemption obligations and mitigate dilution of non-redeeming shareholders’ interests. [read post]
25 Feb 2014, 6:12 am
It promotes and supports institutionalization of the market through setting up funds and companies to promote and finance local business, and participates in the launching of local investments that have feasible economic returns. [read post]
