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28 Jul 2009, 7:22 am
” Article: Posted in Company News, Lawsuits Tagged: class action, Lawsuit, Linkedin, Wells Fargo [read post]
14 Sep 2011, 6:14 am
Wells Fargo, which purchased Wachovia in 2008, has reached a settlement with investors which claimed Wachovia misled investors on the sale of securities between 2006 and 2008. [read post]
15 Aug 2009, 7:43 am
” Article: Posted in Lawsuits Tagged: Banks, class action, Linkedin, Wells Fargo [read post]
20 Sep 2016, 1:55 pm
Wells Fargo's scandalous practice of secretly opening more than 2 million sham deposit and credit card accounts dragged on for at least five years.How did Wells Fargo get away with it for so long? [read post]
21 Sep 2016, 7:58 pm by Adam Levitin
This rather expensive consent order should have been a giant red flag for Wells Fargo's compliance department, for Wells Fargo's board of directors, and for John Strumpf, Wells Fargo's Chairman/CEO. [read post]
1 May 2018, 11:37 am by Silver Law Group
Richard Shotz (CRD# 1681893) has been with Wells Fargo in Daytona Beach, Florida since 2016. [read post]
On May 5th, FINRA announced it has fined Wells Fargo Advisors, $1 million for its failure to deliver prospectuses to 934,000 investors who invested in Wells Fargo mutual funds in a timely manner. [read post]
12 Jul 2012, 11:02 am by Associated Press
Wells Fargo Bank will pay at least $175 million to settle accusations that it discriminated against African-American and Hispanic borrowers in violation of fair-lending laws, the Justice Department announced Thursday. [read post]
11 Jun 2019, 9:29 am by Staff Attorney
According to BrokerCheck records financial advisor Leonard Kinsman (Kinsman), currently employed by Wells Fargo Advisors Network, LLC (Wells Fargo) has been subject to at least five customer complaints during the course of his career. [read post]
30 Aug 2018, 9:25 am by SSEK Law
Broker Fraud Cloutier is not the only former Wells Fargo broker to recently be barred by FINRA. [read post]
19 May 2021, 8:34 am by zamansky
A former Wells Fargo financial advisor has pleaded guilty to defrauding investors in a $450,000 scheme. [read post]
7 Jul 2021, 9:36 am by Iorio Altamirano
  FINRA launched the investigation after Wells Fargo terminated Mr. [read post]
15 Jun 2011, 9:53 pm by Tomassi Law Associates
About Wells Fargo Wells Fargo Home Mortgage is the nations leading mortgage lender and services one of every six mortgage loans in the nation. [read post]
17 Dec 2009, 9:15 am by Matt Johnston
The fact that Baltimore has so many blighted properties is all Wells Fargo's fault. [read post]
28 Dec 2012, 7:19 am by Rebecca Tushnet
  The court of appeals found that much of the awful conduct at issue was unregulable because state regulation was preempted, though it upheld the unfair competition finding based on Wells Fargo's misleading statements about its awful conduct. [read post]
7 Mar 2012, 9:24 am by By DEALBOOK
Wells Fargo's chief financial officer, Tim Sloan, told a conference in Manhattan on Wednesday that the bank was weighing "selective acquisitions" as European banks put assets up for sale, Rick Rothacker of Reuters reports [read post]
22 Apr 2017, 2:28 pm
Next Tuesday, the 25th of April, the shareholders of Wells Fargo will meet for the first time since the news of the massive Wells Fargo mis-selling scandal broke last September when the firm was hit with penalties of $185 million for opening 1.5 million bank accounts and issuing 565,000 credit cards for customers without their consent. [1] In recent weeks, the two leading proxy advisory firms have recommended negative votes for many of the directors serving on the… [read post]