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29 Sep 2014, 3:40 am
The New York Experience In New York as in most other states, the statute providing oppressed minority shareholders with standing to seek judicial dissolution does not define oppressive conduct, which has been left to the courts to define. [read post]
17 Sep 2014, 9:46 pm
The Committee also cited recent testimony from Brad Katsuyama, president and chief executive of the US equity trading venue IEX, to the effect that high-frequency trading has created predatory practicesMr Katsuyama.believes that the race s not really between high-frequency trading participants and slow manual traders; it is between high-frequency trading and the market centers themselves in that you have an extreme situation where the fastest participants are faster than the New… [read post]
16 Sep 2014, 11:17 am
SuttonBrook Capital Management – The New York-based firm agreed to pay disgorgement of $70,000. [read post]
9 Sep 2014, 10:29 am
In addition, companies pursuing (or considering) an initial public offering (“IPO”) should evaluate the All-Inclusive Annual Fee program when assessing whether it will list its shares on NASDAQ, The New York Stock Exchange, or some other exchange. [read post]
3 Sep 2014, 6:28 am
The New York connection to this firm was that Siemens China is a wholly owned subsidiary of Siemens AG, a German corporation with shares listed on the New York Stock Exchange. [read post]
2 Sep 2014, 4:27 am
In a June 10, 2014 speech entitled “Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus” delivered at the New York Stock Exchange, SEC Commissioner Luis A. [read post]
22 Aug 2014, 9:06 am
By investing in a SAFE security, the investor gives money to the startup in exchange for a promise to receive preferred stock in the event of future equity financing. [read post]
22 Aug 2014, 8:59 am
The shares of FeedZeBirds were listed on an entity known as the Global Bitcoin Stock Exchange, which operated the Bitcoin stock exchange. [read post]
18 Aug 2014, 2:00 pm
The plaintiff sold his shares on that day, after Ford’s distribution announcement, but before the New York Stock Exchange set the “ex-distribution date. [read post]
18 Aug 2014, 3:22 am
The swap agreements contain choice of law and forum selection provisions that designate New York law and a New York forum. [read post]
17 Aug 2014, 1:22 pm
It is publicly owned and its shares are traded on the New York Stock Exchange, with whose Exchange listing rules Apparel Mart must comply. [read post]
15 Aug 2014, 5:42 am
North Carolina – McCrory Misstated Duke Energy Holdings, Sold Stock after Coal-Ash Spill Raleigh News & Observer – J. [read post]
14 Aug 2014, 6:06 am
The Chinese e-commerce giant is prepared to go public on the New York Stock Exchange this fall, and may give Amazon and EBay a run for the money. [read post]
8 Aug 2014, 8:36 am
In a recent speech given at the New York Stock Exchange, SEC Commissioner Luis A. [read post]
6 Aug 2014, 4:26 am
As discussed here, on September 27, 2010, Southern District of New York Judge Laura Taylor Swain denied the defendants’ motions to dismiss. [read post]
4 Aug 2014, 4:13 am
In addition, on July 31, 2014, a plaintiff filed a class action lawsuit against the banks in the Eastern District of New York. [read post]
1 Aug 2014, 3:38 am
In May 2010, the company conducted an Initial Public Offering of American Depositary Shares on the New York Stock Exchange. [read post]
30 Jul 2014, 12:36 pm
Calamari, Director of the SEC’s New York Regional Office. [read post]
30 Jul 2014, 4:44 am
On June 25, 2014, New York Attorney General Eric T. [read post]
29 Jul 2014, 8:28 am
In The New York Times, Adam Liptak looks at a concurring opinion in the Tenth Circuit, in which Judge Jerome Holmes indicated that “animus toward gay people had played no role in the ban” that the court of appeals was striking down; that statement, Liptak suggests, “may foreshadow a problem for gay rights advocates at the Supreme Court. [read post]
