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14 Apr 2010, 5:27 pm
FRANK J. [read post]
INSTAVISION: I talk to Frank J. Fleming about his new book, Obama: The Greatest President in the Hi…
26 Nov 2011, 5:54 am
INSTAVISION: I talk to Frank J. [read post]
14 Feb 2011, 2:47 pm
Tarullo, Assessing the regulatory, economic, and market implications of the Dodd-Frank derivatives title, Before the Committee on... [read post]
PROFESSOR BAINBRIDGE: The Truly Bizzare “Logic” of Dodd-Frank’s Shareholder Empowerment Provisions….
22 Jul 2010, 7:24 am
PROFESSOR BAINBRIDGE: The Truly Bizzare “Logic” of Dodd-Frank’s Shareholder Empowerment Provisions. [read post]
9 Jan 2012, 4:49 am
FRANK J. [read post]
10 Jul 2017, 7:09 am
Reyher argued that her termination violated Section 922 of the Dodd-Frank Act. [read post]
26 Jan 2023, 1:00 am
Longtime New York Times columnist Frank Bruni joins Preet to discuss a few of his favorite topics: food, politics, language, and culture. [read post]
26 Jan 2023, 1:00 am
Longtime New York Times columnist Frank Bruni joins Preet to discuss a few of his favorite topics: food, politics, language, and culture. [read post]
25 Jul 2011, 2:49 pm
The Office of the Securities Commissioner of Kansas, Aaron Jack, is monitoring federal developments following adoption of the SEC rules for private advisers, effective July 21, 2011, in accordance with the timetable set forth by the Dodd Frank Wall Street Reform and Consumer Protection Act. [read post]
7 Feb 2011, 10:59 am
On January 25, 2011, the SEC proposed new amendments to conform the definition of “accredited investor” under Rule 215 of the Securities Act of 1933 and Rule 501 of Regulation D to requirements imposed by Congress under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). [read post]
9 Feb 2011, 2:00 am
Watch the video The Dodd-Frank Act requires companies subject to the Securities and Exchange Commission’s proxy rules to hold advisory votes on executive compensation. [read post]
20 Jul 2010, 10:21 pm
Implicit in the Dodd-Frank Act is the realization that many sophisticated investors may need to be protected too. [read post]
28 Jun 2011, 2:16 pm
On June 22, 2011, the Securities and Exchange Commission (SEC) adopted new rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
6 Sep 2010, 7:37 am
Title II of the Dodd-Frank Act establishes an orderly liquidation authority for large faining financal firms that threaten US financial stability, with the FDIC as receiver. [read post]
14 Jun 2011, 4:29 am
But it is interesting to consider the new pressure Dodd-Frank is putting on the problem. [read post]
1 Mar 2017, 9:38 am
Noticeably absent from his speech was any mention of Dodd-Frank (let alone any suggestion of a repeal) or the CFPB (let alone any suggestion that he intended to remove Director Cordray). [read post]
19 Nov 2012, 6:02 am
On November 15, the SEC released its Fiscal Year 2012 Annual Report on the Dodd-Frank Whistleblower Program, the first full-year report issued since the enactment of Dodd-Frank. [read post]
17 Dec 2009, 6:42 am
"Frank Coffin, Chief Judge of a Federal Appeals Court, Dies at 90": This obituary, written by Neil A. [read post]
29 Oct 2010, 8:43 am
The FSOC is currently requesting comments to inform a study of the implementation of the Volcker-Merkley-Levin provisions of Dodd-Frank, to be completed by January 2011 as required by the Dodd-Frank Act. [read post]
5 Jul 2012, 9:00 am
For more information on Frank Sperduti please visit http://www.blg.com/en/home/our-professionals/Pages/Sperduti-Frank.aspx [read post]
