Search for: "In Re Securities and Exchange Commission"
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4 Oct 2018, 9:30 pm
Securities and Exchange Commission announced a settlement with Elon Musk, co-founder and CEO of Tesla, on securities fraud charges stemming from a tweet that falsely claimed Musk had secured funding to take Tesla private at $420 per share. [read post]
30 Apr 2013, 9:30 am
Here are some tidbits from their story: The vulnerability, in part, stems from the Securities and Exchange Commission’s decision this month to let companies and executives use social media sites like Twitter and Facebook to broadcast market-moving news. [read post]
8 Mar 2012, 3:34 am
To that end, the Securities and Exchange Commission and the Justice Department are in the midst of a sweep of the industry. [read post]
2 Jul 2010, 9:16 am
Should we re-occupy Austria? [read post]
7 Jun 2010, 10:00 am
Some of these have turned out to include policies that don’t exist, and it’s unclear whether they’re supposed to be overseen by state insurance regulators or the Securities & Exchange Commission. [read post]
23 Nov 2017, 9:30 pm
Securities and Exchange Commission imposes on companies. [read post]
18 Sep 2007, 3:01 am
It's extremely rare for voters to appear at the polls pretending to be someone they're not, the only form of fraud that an ID law would address. [read post]
10 Dec 2009, 6:09 am
" In addition, if a credit rating is used in connection with a Rule 144A offering or other private placement and the privately-offered securities are exchanged shortly thereafter for substantially identical registered securities (i.e. , an "Exxon Capital" or "A/B" exchange offer), the rating would need to be disclosed in the exchange-offer registration statement even if the rating is not otherwise used in connection with that… [read post]
5 Jul 2007, 3:36 pm
In re Initial Pub. [read post]
12 Jul 2013, 1:35 pm
Microsoft says that "[m]ost egregiously, CBP has allowed Motorola to re-litigate --in secret-- issues that Motorola lost before the [ITC]".There's a certain pattern. [read post]
24 Nov 2022, 9:03 pm
Securities and Exchange Commission (SEC) initiated administrative proceedings against American CryptoFed, a cryptocurrency company, to determine whether to prohibit the offer and sale of two of the company’s cryptocurrency assets. [read post]
24 Jun 2022, 4:55 pm
Although the War Claims Act (like the Securities Exchange Act of 1934) did not explicitly grant tenure protection, the Court nonetheless concluded that the Commission’s nature as an “adjudicatory body… precludes such a claim [that the commissioners were removable at the President’s pleasure]. [read post]
11 Feb 2020, 12:11 pm
Rather, they're arguing that EARN IT will hurt end-to-end encryption. [read post]
10 Nov 2011, 8:01 am
We’ve observed before that the lawyers drafting Securities and Exchange Commission filings can be a little slow to adopt the latest trends, or adapt to the latest cultural developments — see our January post on Wikileaks in the filings, for example, or Michelle’s look at “double-dip” fears in September last year. [read post]
19 Jun 2023, 6:32 pm
We exchanged views on our respective economic policies, including our concerns about China’s unfair treatment of U.S. companies. [read post]
29 Aug 2022, 8:43 am
Notably, Securities and Exchange Commission (“SEC”) regulations required him to certify his reports were independently produced and accurately reflected his views. [read post]
5 Apr 2018, 9:30 pm
Securities and Exchange Commission (SEC) halted a fraudulent initial coin offering scheme. [read post]
14 Apr 2008, 9:02 am
Many of the companies received permission from the Securities and Exchange Commission to exclude these proposals, but some will still go to a vote this year. [read post]
23 Jul 2012, 12:14 am
” The article noted that “some banks don’t want to report high rates they’re paying for short term loans because they don’t want to tip off the market that they’re desperate for cash. [read post]
18 Apr 2014, 3:24 pm
On April 14 2010 he was arrested by officials of Immigration and Customs Enforcement of the United States Department of Homeland Security ("ICE") and charged him with violating sections 212(a)(2)(A)(i)(I): commission of a crime of moral turpitude and 212(a)(2)(A)(i)(II): commission of a crime relating to a controlled substance, of the Immigration and Nationality Act ("INA"). [read post]
