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27 May 2014, 5:04 pm
Merrill Lynch, __ F.3d __ (7th Cir. 2012) (certification proper to decide limited issue of whether challenged policy created a disparate impact on African-American brokers even if each broker would need to individually come forth to litigate whether he or she was actually harmed by the policy). [read post]
27 May 2014, 5:34 am
From November 2005, until March 2009, Schrader was associated with Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
14 May 2014, 8:48 am
As many of you know, the first sale doctrine—allowing purchasers of legal copyrighted works to re-sell, lend, rent, or give them away—has been an important part of U.S. copyright law since the Supreme Court recognized it in Bobbs-Merrill v. [read post]
13 May 2014, 7:38 am
Have you suffered investment losses as a result of your dealings with former Merrill Lynch broker, David G. [read post]
10 May 2014, 7:01 pm
But our courts have looked very unfavorably on licenses that attempt to curtail first sale, in cases as old as Bobbs-Merril v. [read post]
9 May 2014, 2:00 pm
A new survey from Merrill Lynch attempts to find the obstacles in the road to sustainable wealth. [read post]
7 May 2014, 11:45 am
Not only were TelexFree’s co-owners James Merrill and Carlos Wenzeler named in the SEC complaint, but so were several others. [read post]
1 May 2014, 6:40 am
As such, Claimant is liable for and shall pay to Respondent attorneys’ fees in the net sum of $32,957.00. 12-00152 Merrill Lynch International Finance, Incorporated and Merrill Lynch, Pierce, Fenner & Smith, Inc. [read post]
29 Apr 2014, 7:59 am
According to reports, a former Merrill Lynch broker was arrested at a financial planning seminar for allegedly stealing more than $300,000 from elderly clients. [read post]
24 Apr 2014, 6:08 am
For example, it has been reported that senior executives at both AIG and Merrill Lynch tried to warn their respective management teams of excessive exposure to subprime mortgages, but were rebuffed or ignored. [read post]
23 Apr 2014, 9:51 am
TelexFree was founded by Carlos Wanzeler, a Brazilian who immigrated to Worcester, Massachusetts, and James Merrill, a commercial cleaner from Ashland, Massachusetts, who attended Westfield State University for a brief period. [read post]
21 Apr 2014, 6:41 am
FINRA has come to a resolution with UBS and Bank of America Merrill Lynch, who have agreed to pay all fees for translators. [read post]
18 Apr 2014, 8:00 am
The SEC's complaint alleges that TelexFree, Inc., TelexFree, LLC, Merrill, Wanzeler, Craft, Labriola, Rodrigues de Vasconcelos, De La Rosa, Crosby, and Sloan violated the registration and antifraud provisions of U.S. securities laws and the SEC's antifraud rule. [read post]
17 Apr 2014, 7:43 am
Merrill Deciding yet another discovery battle in Wellens v. [read post]
13 Apr 2014, 6:24 am
In 2005, the corporations that controlled the car manufacturer Fiat, renegotiated a financial contract (equity swap) with Merrill Lynch. [read post]
11 Apr 2014, 6:00 am
Meyers first became registered with FINRA in 1986 with Merrill Lynch, Pierce, Fenncr & Smith Incorporated. [read post]
8 Apr 2014, 7:14 am
Pursuant to the agreement, approximately US$5.83 billion will be allocated by FHFA to settle all claims asserted in four lawsuits brought by FHFA against Bank of America, Countrywide, and Merrill Lynch, and the remainder will be allocated to repurchases by Bank of America of RMBS held by Fannie Mae and Freddie Mac. [read post]
29 Mar 2014, 6:32 am
Over the next two years, the subprime crisis expanded into the biggest real estate crash since The Great Depression; derivatives imploded, which led to the bankruptcy of Lehman Brothers and the forced bailout of financial giants ranging from AIG to Merrill Lynch; GM and Chrysler went under, and 11 airlines became insolvent.With the help of a historically accommodative Fed, record fiscal stimulus and the decline of U.S. [read post]
26 Mar 2014, 3:55 pm
Bank of America’s ill-advised purchase of Merrill Lynch has been explained as a Southern outsider’s (Ken Lewis’s) desire to “play with the big boys on Wall Street. [read post]
26 Mar 2014, 6:18 am
During this ½ day presentation sponsored by Bank of America and Merrill Lynch, participants will get both the legal and accounting perspective. [read post]
