Search for: "New York Stock Exchange"
Results 1641 - 1660
of 3,453
Sort by Relevance
|
Sort by Date
30 Apr 2014, 8:56 am
In the Matter of New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC f/k/a NYSE Amex LLC, and Archipelago Securities, L.L.C. [read post]
29 Apr 2014, 6:10 am
Gabay and Yehuda, who live in New York, each proceeded to trade GSI stock the following Monday morning.Gabay agreed to settle the SEC's charges by disgorging his trading profit of $23,615 and paying prejudgment interest of $1,207 and a penalty of $22,177 for a total of $46,999. [read post]
28 Apr 2014, 4:08 am
As noted here, on March 29, 2013, Southern District of New York Judge Naomi Reice Buchwald substantially granted the motion to dismiss in the consolidated Libor-scandal antitrust litigation, and as discussed here, on May 13, 2013, Southern District of New York Judge Shira Scheindlin granted the motion to dismiss in the Libor-related securities class action lawsuit filed against Barclays. [read post]
21 Apr 2014, 3:39 am
On April 18, 2014, plaintiffs lawyers’ filed a securities class action lawsuit in the Southern District of New York against 42 defendants including fourteen brokerages, sixteen securities exchanges and twelve high-speed traders. [read post]
16 Apr 2014, 7:10 am
('CBOE') in the Southern District of New York. [read post]
7 Apr 2014, 5:12 am
The fair and efficient functioning of the markets requires that prices of securities reflect genuine supply and demand," said Sanjay Wadhwa, senior associate director of the SEC's New York Regional Office. [read post]
6 Apr 2014, 6:22 am
Calamari, director of the SEC’s New York Regional Office, “Rule 105 is an important safeguard designed to protect the market against manipulative trading, and we will continue to aggressively pursue violators. [read post]
4 Apr 2014, 5:00 am
And, like all Michael Lewis books, it’s at heart a narrative about a person — in this case, Brad Katsuyama, the founder of a small new stock exchange called IEX. [read post]
3 Apr 2014, 2:41 pm
Not really, since the parent company of Bell Canada is publicly traded on the New York stock exchange. [read post]
1 Apr 2014, 3:16 pm
It charges that Steven Metro, 40, the managing clerk at Simpson Thacher & Bartlerr LLP in New York, stole information from the files of 13 of the law firm’s clients for the express purpose of sharing that information with an undisclosed middleman. [read post]
31 Mar 2014, 7:08 am
The outcome of proceedings which I conducted for a chemical corporation listed on the stock exchange in Amsterdam regarding the forming of prices under a long term contract. [read post]
31 Mar 2014, 3:26 am
The Mintz Case Mintz involves a New York family-owned real estate business started decades ago by cousins Max and Louis Mintz. [read post]
25 Mar 2014, 9:47 am
First, a holder of Lions Gate notes would exchange the notes for new notes convertible to Lions Gate stock at a favorable rate. [read post]
25 Mar 2014, 7:02 am
District Court for the District of New Jersey, the insider trading scheme began in early February 2009 at a bar in New York City when Metro met the middleman and other friends for drinks. [read post]
20 Mar 2014, 10:52 am
Not only do they not invest the funds that they glean from the social media investors, their headquarters in Hong Kong does not exist, and it’s New York “data-centre” is fictitious, as well. [read post]
20 Mar 2014, 5:00 am
Two Ropes & Gray LLP lawyers in New York went to prison for leaking tips to former Galleon Group LLC trader Zvi Goffer. [read post]
17 Mar 2014, 3:37 am
It also strikes me as odd that the redemption agreement didn’t specify the percentage interest of the estate’s stock holding, suggesting a dispute over its percentage interest. [read post]
14 Mar 2014, 3:25 pm
Shortly after receiving the inside information, Dennis caused a CR Intrinsic hedge fund to purchase Foundry stock and generate approximately $550,000 in profits when the news became public. [read post]
13 Mar 2014, 4:23 am
According to Halliburton’s counsel, “[t]he most recent studies by NERA and Stanford show that 75 percent of class certification motions are granted in securities cases; and that number is much, much higher with respect to New York Stock Exchange companies that essentially have no way to dispute market efficiency. [read post]
13 Mar 2014, 2:10 am
The invalidation of a method of use patent could cost Pfizer $1 billion in revenues this year and $2 billion next year.See Pfizer says U.S. court invalidates Celebrex patent; generics loom ABC News statedTrading of Pfizer shares on the New York Stock Exchange was briefly halted before the announcement. [read post]
