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3 Apr 2017, 9:00 am
 So, why were Wells Fargo employees opening these accounts with impunity? [read post]
31 Mar 2017, 6:03 am
., on Monday, March 27, 2017 Tags: Boards of Directors, Canada, Executive Compensation, International governance, Proxy access, Proxy season, Securities regulation, Shareholder activism, Shareholder rights, Transparency, Wells Fargo Are Large Banks Valued More Highly? [read post]
29 Mar 2017, 10:44 pm by Jeff Nowak
I can’t tell precisely what Debby did for her employer, Wells Fargo, but it’s safe to say she interacted with a number of Wells Fargo’s clients and had a sales quota. [read post]
24 Mar 2017, 6:00 am by Doug Cornelius
The study identified Wells Fargo Advisors as the biggest offender, saying its female advisers were 25% more likely to experience a “job separation” after misconduct than their male counterparts. [read post]
24 Mar 2017, 3:03 am by Walter Olson
City of Miami and Wells Fargo v. [read post]
23 Mar 2017, 6:14 am by Lauri F. Rasnick
Such investors have already filed proposals with a number of large financial services institutions, such as Citigroup, Bank of America Corp., and Wells Fargo & Co. [read post]
23 Mar 2017, 6:14 am by Lauri F. Rasnick
Such investors have already filed proposals with a number of large financial services institutions, such as Citigroup, Bank of America Corp., and Wells Fargo & Co. [read post]
21 Mar 2017, 2:42 am
The Dry Cleaner, Planet Alderaan, FINRA, Wells Fargo, And The Disturbed ForceDid you notice? [read post]
21 Mar 2017, 2:41 am
Thankfully, both Wells Fargo and the Financial Industry Regulatory Authority were there to protect us. [read post]
18 Mar 2017, 3:55 am by AZ
Most recently, Wells Fargo drew attention and sharp criticism when it admitted to creating millions of unauthorized accounts in its customers’ names and then charging them fraudulent fees associated with the accounts. [read post]
18 Mar 2017, 3:55 am by AZ
Most recently, Wells Fargo drew attention and sharp criticism when it admitted to creating millions of unauthorized accounts in its customers’ names and then charging them fraudulent fees associated with the accounts. [read post]
17 Mar 2017, 8:23 pm by Kate Howard
Wells Fargo Bank, N.A. 16-902 Issue: Whether, where the right to foreclose is extinguished as a matter of law by federal statute (Truth in Lending Act) and a unanimous Supreme Court decision (Jesinoski v Countrywide Home Loans, Inc.), and a homeowner’s home is foreclosed upon by improper foreclosure judgment, a lender can use res judicata to bar examination of an invalid judgment that was barred by federal consumer protection law. [read post]
14 Mar 2017, 1:30 pm by Renae Lloyd
According to his FINRA BrokerCheck, Matt Maczko was registered with Wells Fargo Advisors in Oak Brook, IL from 02/15/2008 – 09/20/2016. [read post]
10 Mar 2017, 7:49 am by Ray Garcia
Remember, even loans managed by many banks (Chase, Wells Fargo, and many others) are actually owned by one of the two major government backed agencies. [read post]
9 Mar 2017, 9:30 pm by Claire Hill
The then-head of Wells Fargo Bank, John Stumpf, blamed “bad apples,” and 5,300 salespeople were fired. [read post]
8 Mar 2017, 9:13 am by John Jascob
Wells Fargo also sought to omit the proposal under Rule 14a-8(i)(3) and under Rule 14a-8(i)(7) as constituting ordinary business operations. [read post]