Search for: "In Re Securities and Exchange Commission"
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7 Jun 2022, 3:29 am
May 12, 2022 – Secondary Sales Price $5.00 per share According to Central Trade and Transfer, a secondary market for non-traded REITs, shares of Mobile Infrastructure Corp. are currently listed to sell for just $5.00 per share, indicating big losses for investors.Parking REIT Exec Charged with Fraud As we previously reported, the Securities and Exchange Commission on July 30, charged an executive of the Parking REIT, and his wholly owned… [read post]
29 Dec 2009, 10:56 am
Congress Should Rewrite the Securities Exchange Act of 1934 94 Accounting and Administrative Law Aspects of Gerstle v. [read post]
18 Oct 2012, 9:20 am
(It should be noted that the Ontario Securities Commission indicated in Staff Notice 54-701 Regulatory Developments Regarding Shareholder Democracy Issues, in January of 2011, that it was considering a number of related issues, including amending securities laws to require individual voting and majority voting for directors). [read post]
15 Dec 2022, 8:00 am
., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 4:00 am
., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
13 Jun 2024, 12:55 pm
With just a few weeks left before the Supreme Court’s summer recess, we’re entering the busiest phase of the year for relists. [read post]
22 Apr 2024, 1:35 am
If you’re a high earner, however, pass-through taxation could result in you leaving tax savings on the table. [read post]
15 Jul 2014, 10:35 am
Neither of these options is available to fill leadership positions in new agencies or within independent agencies and commissions, like (among others) the National Labor Relations Board, the Federal Election Commission, or the Securities and Exchange Commission. [read post]
14 Jan 2020, 6:00 am
Boris Johnson was re-elected prime minister on December 12 with an 80-seat majority. [read post]
4 Feb 2013, 4:00 am
It also pervaded much of the political discourse within the United States and the diplomatic exchanges between the principal cold war adversaries. [read post]
5 Apr 2023, 5:24 pm
The judge wrote, in part:Although, as [the IRS] argues, the chances of a successful lawsuit against Conway Twitty by any of the investors or the Securities and Exchange Commission was remote we agree with [Twitty] that the possibility of extensive adverse publicity concerning [his] involvement with the defunct corporation and the consequent loss of the investors' funds was very real. [read post]
20 Feb 2014, 12:32 pm
The Securities and Exchange Commission regulates larger investment advisers under the Investment Advisers Act of 1940 (the “Act”). [read post]
26 Jun 2015, 8:44 am
Securities and Exchange Commission accused Cuban of insider trading when he sold his stock in Mamma.com after learning that the company would soon be privately offering shares. [read post]
16 Aug 2019, 10:12 am
In this sense, self-determination has complicated a number of practices that were once historically commonplace—including the exchange of populated territories between states. [read post]
24 May 2022, 9:05 pm
Of course, the SEC can seek to hold Musk in contempt, but suppose it has an alternative idea: Under Section 21(d)(2) of the Exchange Act, the Commission could ask a federal court to prohibit Musk “from acting as an officer or director” of any “reporting” issuer. [read post]
10 Jul 2009, 10:45 am
Department of Homeland Security, Secret Service, National Security Agency, Federal Trade Commission, Department of Defense and the State Department, as well as sites for the New York Stock Exchange, Nasdaq, Amazon and Yahoo. [read post]
20 Feb 2023, 6:11 am
” “Although Miller was General Counsel to FTX US, not Alameda Research or Emergent Fidelity Technologies Ltd., he listed himself as the contact person on the Securities and Exchange Commission filing for this Robinhood stock purchase. [read post]
4 Dec 2020, 2:00 am
But many don’t understand the comments are a problem not just because they’re sexual. [read post]
21 Dec 2020, 10:14 am
But many don’t understand the comments are a problem not just because they’re sexual. [read post]
23 Oct 2006, 8:13 am
In 1994, Nicholas and his wife, a former Broadcom engineer, set up the trust, which now controls 24.9 million shares of class B stock, of which both "are co-trustees and share voting and investment power," their most recent Securities and Exchange Commission filing says. [read post]
