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30 Jan 2010, 5:00 am
House Legislation: I am encouraged that the House did pass by a vote of 223- 202, H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009. [read post]
26 Jun 2023, 7:22 am
” “Alito said in a Wall Street Journal op-ed Tuesday that he wasn’t aware of Singer’s involvement in the 2014 case given the limited information provided to the justices in the mandated corporate disclosures, and that it would be ‘utterly impossible’ for his law clerks to track that down. [read post]
6 Dec 2021, 7:10 am
The Wall Street Journal reports that the FCA only received 1,073 disclosures in 2020, about 9% lower than the number of tips it received in 2019. [read post]
30 Apr 2010, 2:16 pm
The 2003 Global Settlement of ten major Wall Street firms after investigations by the SEC and the NY attorney general would be one example. [read post]
8 Oct 2010, 11:39 am
Pursuant to articles in today’s Wall Street Journal, Bloomberg, and the Washington Post, Bank of America Corporation has placed a moratorium on all foreclosure proceedings across the U.S. to examine its foreclosure documentation problems. [read post]
28 Jul 2011, 9:59 pm
The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act requires that certain whistleblowers receive 10-30% of an award in a successful prosecution or action. [read post]
22 Jan 2015, 5:37 am
A May 1, 2014 Wall Street Journal article, entitled “Frustration Rises Over Crowdfunding Rules,” describes efforts in the U.S. [read post]
20 Feb 2015, 3:11 pm
According to FINRA BrokerCheck, both men worked for Wall Street Financial Group from 10/2006 to 03/2011, before moving to the brokerage firm Mid Atlantic Capital Corporation in September 2011. [read post]
12 Jan 2008, 10:00 pm
Banks and Wall Street could devise a better business model. [read post]
21 Dec 2007, 10:08 am
Most Wall Street analysts are in his estimation wimps: "They don't ask the right questions. [read post]
9 Jan 2012, 9:21 pm
Although the rule became effective February 27, 2012, the net worth prohibition actually took effect back in July 2010 when President Obama signed off on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2009. [read post]
29 Sep 2011, 10:23 am
By Richard Hill Several financial industry experts said Sept. 22 that one of their key fears as regulators implement the Dodd-Frank Wall Street Reform and Consumer Protection Act is that bigger industry participants with the means to do so will decide to conduct business in jurisdictions outside the United States with friendlier regulatory environments. [read post]
31 Jan 2012, 11:10 pm
His recent publications include: Reversing Field: Examining Commercialization, Labor, Gender and Race in 21st Century Sports Law, Editor (West Virginia University Press) (with Anne Marie Lofaso) Hip Hop and the Law: The Writings That Formed the Movement, Editor (forthcoming 2012) (with Donald Tibbs) Coyotes on Wall Street: The Surprising Motivations of Mortgage Meltdown CEOs (forthcoming 2012) Families of Color in Crisis: Bearing the Crushing Weight of the Financial Market… [read post]
24 Oct 2011, 6:10 am
Our colleague Michael Rothfeld has a story in today’s Wall Street Journal that puts this point into sharp relief. [read post]
30 May 2012, 11:00 am
The Court acknowledged that Congress has passed the Dodd-Frank Wall Street Reform and Consumer Protection Act, which gives employees a private right of action for double back pay to employees who are fired for furnishing information about violations of the securities laws to the SEC. [read post]
14 Sep 2020, 12:45 pm
Our attorneys represent investors in class actions against issuers in state or federal court and investors in securities arbitration claims against Wall Street firms for stockbroker misconduct. [read post]
14 Feb 2012, 4:07 pm
First, we need to weaken the power of Wall Street with state banks, a more aggressive tax system that includes tax hikes on the rich, a financial transaction tax and a constitutional amendment to overturn Citizens United. [read post]
22 Nov 2011, 10:31 am
Millionaires and billionaires on Wall Street and in executive suites aren’t contributing all this money out of sheer love of country. [read post]
26 Jul 2010, 8:00 am
It will end taxpayer bailouts of Wall Street firms. [read post]
3 Nov 2006, 7:57 am
Besides, many point out that what Wall Street really wants is gridlock. [read post]
