Search for: "SEC v. Downe"
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2 Apr 2019, 2:38 am
Assume the case is bad, and that the range of settlements for a bad case (with SEC involvement) is 5-10 percent of market cap loss. [read post]
19 Jun 2023, 4:52 am
”[39] Although we will have to wait and see if the DOJ’s wire fraud theory proves successful, this case presents a strong possibility that the DOJ could theoretically use it as a model to police market manipulation for other modern activities in the digital asset space—and beyond— regardless of whether they are considered securities.[40] The SEC’s jurisdiction is limited to enforcing securities laws, but the DOJ can “dodge the knotty question of whether… [read post]
18 Mar 2011, 11:58 am
., Hale v. [read post]
8 Aug 2018, 1:32 am
V. [read post]
24 May 2012, 11:21 am
See, e.g., Oxendine v. [read post]
3 Dec 2009, 1:03 pm
But many Republicans called for permanent repeal of the estate tax, arguing it hurts families that pass down farms and small businesses to their children. [read post]
26 Jan 2012, 11:36 am
(Schmitz exposed the scheme in an interview with a German television news program, and it was subsequently shut down by Deutsche Telekom.) [read post]
9 Jun 2020, 12:26 pm
[v] Two examples of these strategic practices emerged following the Delaware Court of Chancery’s decision in the Trulia case[vi] and the Supreme Court’s decision in the Cyan case. [read post]
29 Jul 2022, 4:00 am
In 2018, Buyer learned of T-Mobile’s plans to acquire Sprint after a golf outing with a client, a T-Mobile executive, according to the SEC. [read post]
17 Oct 2021, 2:17 pm
Kehm v. [read post]
13 Apr 2016, 4:55 pm
John is the President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement. [read post]
19 Nov 2009, 4:13 pm
The Account Statement must be signed in accordance with paragraph (h) of this section. (1) The portion of the Account Statement which must be presented in the form of a Statement of Operations must separately itemize the following information: (i) The total amount of realized net gain or loss on commodity interest positions liquidated during the reporting period; (ii) The change in unrealized net gain or loss on commodity interest positions during the reporting period; (iii) The total amount of net… [read post]
20 Aug 2024, 9:01 pm
On July 30, 2024, on a party line 3-2 vote of its Board of Directors, the Federal Deposit Insurance Corporation (the “FDIC”) approved a Notice of Proposed Rulemaking[1] (the “Proposal” or the “Proposed Rule”) to substantially broaden the scope of deposits that insured depository institutions (“IDIs”) would be required to classify as brokered,[2] specifically by expanding the scope of the definition of “deposit broker” and narrowing the… [read post]
31 Dec 2011, 1:43 pm
(For a comprehensive run-down of what the bill includes, see this post from Bobby Chesney and Ben Wittes.) [read post]
26 Jan 2011, 4:43 am
They are mandatory, in fact, as Sec. 2705(a) clearly states: The responsible party shall establish a procedure for the payment or settlement of claims for interim, short-term damages representing less than the full amount of damages. [read post]
31 Dec 2011, 1:19 pm
(For a comprehensive run-down of what the bill includes, see this post from Bobby Chesney and Ben Wittes.) [read post]
8 Apr 2010, 3:40 am
On Thursday, after these stories, IOC was up in down energy tape (unclear why). [read post]
10 Feb 2010, 6:22 pm
Re: All Analytical v. [read post]
23 May 2022, 6:54 am
It explains a lot about why in the 1960s, when college athletes on campuses across the country were protesting, why all of that protest got shut down because fraudulent misrepresentation effectively says, “If you don’t come to practice, then you’re going to lose your scholarship because you fraudulently misrepresented yourself in terms of agreeing to play here. [read post]
4 Jun 2020, 1:44 pm
Keung and Lane actively participated in pressing George Floyd to the pavement by holding down his legs and torso. [read post]
