Search for: "In Re Securities and Exchange Commission"
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12 Aug 2022, 3:30 am
The Company attempted to file a Current Report on Form 8-K by the end of the day on July 14, 2022 to correct the First Incorrect 8-K, but this attempted Securities and Exchange Commission (“SEC”) filing was blocked by certain members of the Farnsworth Group, even though Mr. [read post]
18 Jun 2024, 6:52 am
Securities and Exchange Commission and other matters. [read post]
19 Jul 2010, 2:54 pm
There are mandatory rules that apply to public companies (or companies with registered debt) that are in the Sarbanes-Oxley Act of 2002 and rules written by the Securities and Exchange Commission to implement the Act. [read post]
10 Nov 2006, 2:52 pm
Securities and Exchange Commission (SEC), as of October 9, 2006 the drug company had been named in about 23,800 Vioxx lawsuits which involved approximately 41,750 individuals. [read post]
26 Jul 2010, 5:55 am
First came the company’s Freedom of Information Act lawsuit against the Environmental Protection Agency — not something that usually rises to the level of disclosure in a Securities and Exchange Commission filing (though we understand that companies are the biggest users of the act, despite the attention given to news-media FOIA lawsuits). [read post]
17 Jun 2023, 6:03 am
Securities and Exchange Commission and now serving as deputy general counsel at the investment firm Engine No. 1 in San Francisco — she has always had an interest in sports and business. [read post]
3 Jan 2010, 8:25 am
Overstock.com didn't want to do that, and promptly fired Grant Thornton and filed an unreviewed 10-Q with the Securities and Exchange Commission. [read post]
15 Oct 2019, 3:00 am
Securities and Exchange Commission (SEC) in 2018 were, in general, similar in number and content to disclosures filed in the prior 2 years. [read post]
5 Jul 2016, 12:45 pm
Like the Stutzman bill, the measure contains provisions that would repeal authority to restrict forced arbitration, not just the CFPB’s, but also the Securities and Exchange Commission’s.This string of anti-consumer legislation is a reaction to the CFPB’s new proposed rule to end class action bans in forced arbitration clauses and restore our right to band together in court to seek redress. [read post]
7 Nov 2018, 9:04 pm
However, the Enterprise Foods meat canning operation, which is a separate unit on the Polokwane site, re-commenced activity in mid-September. [read post]
14 Mar 2017, 4:27 am
Securities and Exchange Commission, in which the court will decide whether that the five-year statute of limitations on SEC enforcement actions applies to actions seeking disgorgement, arguing that “prior precedent, along with the historical practice, strongly suggests that the SEC is trying to circumvent the statute by essentially calling a dog a cat. [read post]
25 Jul 2016, 8:20 am
Choose the right advisers: You’re going to be spending a lot of time, and likely dealing with some difficult issues, with your counsel and other advisers as you prepare your Securities and Exchange Commission filings. [read post]
15 Feb 2013, 5:26 am
Two cases filed last week by the Securities and Exchange Commission epitomize just how quickly some have jumped at the opportunity to profit from confidential information, despite the risks of being discovered and the subsequent costs. [read post]
21 Jan 2010, 1:04 pm
Securities and Exchange Commission plans to discuss at its Jan. 27 open meeting whether to issue an interpretative release to provide guidance to companies regarding their disclosure obligations on climate change. [read post]
14 Sep 2023, 7:50 am
Securities and Exchange Commission, which has been ongoing since March 2022. [read post]
7 Jun 2024, 3:30 am
Court of Appeals for the Fifth Circuit vacated the “Private Funds Rules,” which the Securities and Exchange Commission (the “SEC”) adopted on August 23, 2023. [read post]
8 Feb 2013, 6:00 am
According to a Foundation report pertaining to the future of U.S. medical practices, many physicians are seeking employment with hospital systems for income security and relief from administrative burdens. [read post]
21 Dec 2010, 7:36 am
Securities and Exchange Commission’s best-price rules in 2006[1] and greater dealmaker familiarity and comfort with tender offer structures, tender offers are increasingly becoming the transaction structure of choice in negotiated cash acquisitions where there are no anticipated regulatory or other impediments to a speedy closing. [read post]
30 Jun 2024, 9:42 pm
This includes email exchanges, letters, and phone calls with your employer, insurance company, and healthcare providers. [read post]
6 Feb 2019, 5:22 am
Securities and Exchange Commission (SEC) is seeking a tool to provide a Big Data view across major blockchains. [read post]
