Search for: "ASSIST FINANCIAL SERVICES INC"
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11 Apr 2011, 12:14 pm
Massad has been performing the job on an acting basis since September, when the Treasury Department's previous assistant secretary for financial stability, Herbert Allison Jr., resigned. [read post]
6 Aug 2012, 4:17 pm
See Hercules Industries, Inc. v. [read post]
19 Oct 2021, 10:10 am
See e.g., In re Anthem, Inc. [read post]
18 Sep 2020, 1:10 am
One argument advanced by the Commissioner was that Facebook Inc had financial control of foreign subsidiaries carrying on business in Australia, suggesting that the parent company was carrying on business in Australia. [read post]
18 May 2012, 7:43 am
Tamarac Inc. is headquartered in Seattle and provides software to financial planners. [read post]
1 Aug 2019, 12:58 pm
The SEC appreciates the assistance of the U.S. [read post]
23 Aug 2017, 11:55 am
The five firms are: Cetera Investment Services, Cetera Financial Specialists, First Allied Securities Inc., Summit Brokerage Services Inc., and Girard Securities Inc. [read post]
28 Jun 2018, 11:49 am
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
27 Jun 2013, 9:01 am
Matt Parrella and Susan Knight are the Assistant U.S. [read post]
12 Jun 2016, 10:30 pm
Higher Education Services Corporation: Tuition Assistance Program at Vaughn College (2015-T-6) Vaughn's certification procedures for state financial aid substantially complied with the governing law and regulations. [read post]
24 Sep 2014, 5:52 am
Meyer entered the securities industry in January 2000 as an investment company products and variable contracts representative with Franklin Financial Services, Corp. [read post]
1 Apr 2011, 7:13 am
Jackson Hewitt, Inc., --- A.3d ----, 2011 WL 1167189 (Md. [read post]
27 May 2007, 4:27 pm
A New York jury found the company's director liable for assisting in Brightpoint's fraud and other violations of securities law said the SEC In November, the American International Group(AIG) paid $126 million to settle claims by the Department of Justice and SEC that it assisted companies, including Brightpoint and the PNC Financial Services Group, inflate earnings through AIG's insurance products. [read post]
26 Jul 2023, 2:14 am
This points to the fact that claims management services include providing financial assistance, but that this does not mean that all financial assistance constitutes “claims management services” whenever it relates to a claim. [read post]
19 May 2016, 2:33 pm
The SEC took aim at financial reporting again in an action against a consumer financial services company Bankrate and several of its executives. [read post]
31 Aug 2011, 7:12 am
Assistant United States Attorneys William G. [read post]
31 Aug 2011, 7:12 am
Assistant United States Attorneys William G. [read post]
22 Aug 2016, 5:00 am
By John Filar AtwoodThe SEC has issued an order approving a new set of rules drafted by the Financial Industry Regulatory Authority, Inc. [read post]
30 Jan 2017, 1:23 pm
The CFPB’s complaint alleges that in offering debt relief services, the defendants “aligned themselves” with Morgan Drexen, Inc., the company (and its CEO) sued by the CFPB in 2013 for allegedly charging advance fees for debt relief services in violation of the TSR and engaging in deceptive acts and practices in violation of the CFPA. [read post]
21 Jan 2014, 8:38 am
Sota holds a 49% equity interest in Appellant, and Appellant receives significant financial assistance from SCS, including bonding assistance for the contract at issue. [read post]
