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28 Feb 2020, 11:12 am by Renae Lloyd
” “Brokerage firms are required to supervise their advisors to ensure that they are complying with FINRA rules. [read post]
11 Nov 2011, 3:30 am by Vivian Persand
In breach of contract and bad faith cases, insurance companies commonly argue the policyholder did not comply with post loss obligations the insured was required to satisfy in accordance with the terms of the policy.In 3039 B Street Associates, Inc. [read post]
27 Dec 2016, 9:17 am by Jonathan Spontarelli
“They need to know and comply with all the various government laws regarding compliance to do their jobs. [read post]
30 Jul 2009, 7:44 am
The Circuit Court reduced the verdict to comply with Maryland's statutory cap on non-economic damages for personal injury - §11-801, Courts and Judicial Proceedings Article.The Plaintiff argued on appeal that the cap on non-economic damages, which applies to "victims of tortious conduct" in "personal injury actions," does not apply to awards pursuant to the CPA. [read post]
8 Jul 2014, 10:15 am
Penney Company Inc., Lowe's Companies, Inc., Nike, Inc., Safeway, Inc., Target Corporation, VF Corporation and Walgreen Company, announced a joint effort to share information regarding cyber-threats and security. [read post]
8 Jul 2014, 10:15 am
Penney Company Inc., Lowe's Companies, Inc., Nike, Inc., Safeway, Inc., Target Corporation, VF Corporation and Walgreen Company, announced a joint effort to share information regarding cyber-threats and security. [read post]
26 Nov 2019, 7:33 am by Silver Law Group
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Ainsworth, Richard   Southwest Securities, Inc   Morgan Stanley Smith Barney   Campbell, Charles   A.G. [read post]
25 Feb 2014, 9:33 am by DMLP Staff
On July 30, 2012, Hadeed filed a renewed subpoena that complied with the procedural requirements of Code § 8.01-407.1 by attaching documents allegedly establishing the basis for Hadeed's belief that the challenged posts were actionable. [read post]
17 Jul 2019, 1:32 pm by Renae Lloyd
” “Brokerage firms are required to supervise their financial advisors to ensure that they are complying with FINRA rules. [read post]
28 Nov 2007, 12:30 pm
The acquisition of Midwest Air Group by TPG Capital, L.P. and Northwest Airlines, Inc. is currently stuck in a holding pattern complying with a request for additional information, commonly known as a second request, by the Department of Justice under... [read post]
30 Oct 2012, 12:59 pm by Doug Isenberg
Delta Air Lines Inc., United Continental Holdings Inc. and OpenTable Inc. are among companies warned by California that they failed to comply with a consumer privacy protocol governing platforms for mobile applications, a person familiar with the matter said. [read post]
21 Feb 2012, 7:51 am by fraudfighters
  Under this program, the government agencies do not review loans before they are approved for FHA insurance, so participating lenders need to comply with very specific rules in order to ensure that they are complying with the program. [read post]
25 Apr 2013, 12:57 pm by Andrew R. Trafford
This announcement comes in the wake of the SEC relaxing the rules related to the use of social media to comply with Regulation FD. [read post]
2 Oct 2019, 11:42 pm by Peter Groves
Price and others v Flitcraft Ltd and others [2019] EWHC 2476 (Pat) is a straightforward (though rare - at least until recently, because just a few months ago we had Juul Labs, Inc & Anor v Quickjuul Ltd & Ors [2019] EWHC 1281 (Ch) (21 May 2019)) case of a defendant failing to do what the court ordered to repair infringements of patent and copyright, and being held in contempt as a result. [read post]