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8 Mar 2012, 2:16 am
Alexander Industries, Inc. d/b/a Alexander Arms, Opposition No. 91197030 (February 24, 2012) [not precedential].The Board began by finding the involved goods of the parties to be legally identical. [read post]
22 Feb 2016, 4:36 pm
It also provides for direct regulation of the stock exchanges and the participants in the secondary market, such as industry associations, brokers, and stock issuers.4 Perhaps the most enduring aspects of the 1934 Act, aside from the formation of the SEC, are the enhanced protections afforded to investors under sections 10(b) and 10(b)(5), which provide recourse for private investors who believe they have been defrauded. [read post]
14 Jun 2017, 7:52 am
However, Mosley has disclosed several outside business activities including his d/b/a Wisdom & Wealth Corp. [read post]
24 Jun 2011, 3:37 pm
(d/b/a TonerZone.com Inc. and Inkjet Superstore), Chung Pal Shin (d/b/a Ink Master), Nectron International, Inc., Quality Cartridges Inc., Direct Billing International Incorporated (d/b/a Office Supply Outfitter and The Ribbon Connection), E-Toner Mart, Inc., Alpha Image Tech, ACM Technologies, Inc., Virtual Imaging Products Inc., Acecom Inc-San Antonio (d/b/a… [read post]
6 Mar 2014, 11:11 am
Based on recent awards, it appears that churning continues to be a problem in the securities industry. [read post]
29 Aug 2011, 7:09 am
(d/b/a Soundoff Signal)Brooking Industries, Inc. [read post]
13 Nov 2009, 11:26 am
The article quotes Carrie Wisniewski, president of B/D Compliance Associates Inc., which provides consulting services to broker-dealers and investment advisers, as saying: “Unregistered offerings can blow up on a firm fast. [read post]
22 Jun 2023, 6:27 am
MacKenzie Electric, Inc. v. [read post]
17 Mar 2014, 11:03 am
(d/b/a Zydus Cadila). [read post]
30 Jun 2014, 10:28 am
Reddy's Laboratories, Inc.; Glenmark Generics Inc., USA; Glenmark Generics Ltd.; Glenmark Pharmaceuticals Ltd.; Hetero USA Inc.; Hetero Labs Limited; Hetero Labs Limited Unit V; Hetero Drugs Ltd.; Mylan Pharmaceuticals Inc.; Mylan Inc.; Mylan Laboratories Limited; Par Pharmaceutical Companies, Inc.; Par Pharmaceutical, Inc.; Sun Pharma Global FZE; Caraco Pharmaceutical Laboratories, Ltd.; Sun Pharma Global Inc.; Sun… [read post]
21 Jan 2017, 9:12 pm
Verizon leased from Scranton Craftsmen, Inc. [read post]
3 Mar 2012, 1:59 am
Tyson Foods Inc. - $464,837.24Lobbyists: Charles Penry (Tyson); James B. [read post]
27 Dec 2023, 2:02 pm
Louis Goff allegedly failed to provide the requested documents in an investigation by the Financial Industry Regulatory Authority Inc. [read post]
20 Mar 2016, 7:25 am
The investment lawyers of Gana LLP are investigating a regulatory action brought by the Financial Industry Regulatory Authority (FINRA) against Ameriprise Financial Services, Inc. [read post]
21 Jul 2020, 11:46 am
Turenne Brique et pierre inc. c. [read post]
12 Aug 2011, 10:45 am
Amfesco Industries Inc., 620 F. [read post]
23 Oct 2019, 2:34 pm
§ 512(a)‐(d)). [read post]
17 Oct 2019, 6:45 pm
Often these kinds of securities suits and other D&O claims follow after some industry-wide event or sector slide. [read post]
16 May 2014, 4:42 am
InTouch Technologies, Inc. d/b/a InTouchHealth (“InTouch”) and VGo Communications, Inc. [read post]
24 May 2019, 9:41 am
In this report, the following items will be discussed about the transactions of an IT Staffing & Consulting firm: (a) historical transactions, (b) major buyers and buyer trends, (c) valuations and multiples, and (d) notable deals. [read post]
