Search for: "DAVID KAPLAN"
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3 Dec 2021, 1:29 pm
Misappropriation of Client Funds – David Wells, CRD#: 6774493 This broker has two additional names listed in Brokercheck: David Sheldon Wells David Wells He has been in the industry since 2017 and has worked for two broker dealers: Fifth Third Securities, Inc. [read post]
10 May 2011, 4:00 pm
David indicts law schools on this point. [read post]
22 Oct 2022, 6:58 am
Purchase Now for $225 Hedge Funds: Formation, Operation, and Regulation About the Authors Offering an unparalleled understanding of the legal and operational aspects of the hedge fund industry, the SRZ authors represent a broad range of practices and include investment management partners Stephanie Breslow, David Efron, David Nissenbaum, Paul Roth, Jennifer Dunn, Christopher Hilditch, Daniel Hunter, and Jason Kaplan; investment management regulatory &… [read post]
16 Feb 2007, 7:45 pm
David Reilly has a fascinating article on KPMG LLP which featured yesterday on the home page of the Wall Street Journal. [read post]
1 Sep 2011, 3:00 am
DESPINA KARTSON, Chief Marketing Officer, Latham & Watkins LLP JOEL COOPERMAN, Managing Partner, Citrin Cooperman ARI KAPLAN, Ari Kaplan Advisors, and best-selling author of Reinvention of The Professions BOB GREEN, Partner, SingerLewak Acccountants & Consultants BOB EBERS, Workplace Stars LOU GRASSI, Managing Partner, Grassi & Co. [read post]
15 Oct 2008, 11:13 am
For the Manhattan prosecutors, a victory in the case against Robert Pfaff, John Larson and David Greenberg, and Raymond J. [read post]
17 Nov 2008, 5:11 pm
Kaplan and Alec Dubro, Yakuza: Japan's Criminal Underworld (Expanded editdion 2003) [read post]
14 Feb 2020, 6:31 am
Posted by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, February 14, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 7–13, 2020. 8-K Trading Gap Act Posted by Michael Kaplan, Richard D. [read post]
16 Jul 2017, 12:00 am
Baltimore and the Foundations of American Liberty, and David R. [read post]
29 Jul 2016, 1:07 pm
See, Kaplan v. [read post]
29 Jul 2016, 1:07 pm
See, Kaplan v. [read post]
11 Aug 2015, 5:46 am
See, Kaplan v. [read post]
11 Aug 2015, 5:46 am
See, Kaplan v. [read post]
29 Jul 2016, 1:07 pm
See, Kaplan v. [read post]
29 Jul 2016, 1:07 pm
See, Kaplan v. [read post]
29 Jul 2016, 1:07 pm
See, Kaplan v. [read post]
29 Jul 2016, 1:07 pm
See, Kaplan v. [read post]
11 Aug 2015, 5:46 am
See, Kaplan v. [read post]
