Search for: "DAVID PIERCE"
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25 Dec 2018, 9:30 pm
The Regulatory Review is pleased to highlight our top regulatory essays of 2018 authored by a select number of our many contributors. [read post]
24 Dec 2018, 8:14 am
Kingston Pierce, some 2018 favorites: Part I here and Part II here. [read post]
4 Dec 2018, 12:57 pm
” Its author, David Priess, is a student of presidential history with a background in espionage, having served in the CIA under presidents Bill Clinton and George W. [read post]
22 Nov 2018, 2:08 pm
Contact the South Florida personal injury attorneys at David J. [read post]
26 Oct 2018, 7:31 am
Craft Capital Management LLC David Rodgers Allstate Financial Services, LLC Rodgers Capital Management Michael Sekusky Jimmy Tran J.P. [read post]
26 Oct 2018, 7:27 am
Morgan Securities LLC Bustamante Family Legacy LLC Daniel Flores Woodbury Financial Services, Inc Princor Financial Services Corporation Jose Giraldo Merrill Lynch, Pierce, Fenner & Smith Inc David Lerner Associates, Inc Joshua Krize Wells Fargo Clearing Services, LLC Country Capital Management Company Francine Lanaia Windsor Street Capital, LP Meyers Associates LP Scott Miozzi… [read post]
2 Oct 2018, 5:48 am
David Taylor Lincoln Financial Securities Corp Christopher Threet JP Morgan Securities LLC Capital One Bank FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
23 Aug 2018, 5:05 am
The securities attorneys at Gana Weinstein LLP are currently investigating previously registered broker David Manor (Manor). [read post]
21 Aug 2018, 5:17 am
Rawson Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America, NA Anteneh A. [read post]
15 Aug 2018, 2:59 pm
Wodehouse Zachary Kramer zachary_kramer Arizona State Kris Mayes krismayes Arizona State Steve Clowney steveclowney Arkansas-Fayetteville Property Race & the Law Land Use Steve Clowney steveclowney Arkansas-Fayetteville Property Land Use Brian Gallini profcoachg Arkansas-Fayetteville Criminal Law Criminal Procedure Legal Education Stacy Leeds stacyleeds Arkansas-Fayetteville Property American Indian Law Legal Education Jill Lens… [read post]
9 Aug 2018, 9:01 pm
Jurors could not agree whether former utility regulator Gary Pierce, his wife, Sherry, lobbyist Jim Norton, and water company owner George Johnson had participated in a bribery scheme, as prosecutors alleged. [read post]
19 Jul 2018, 9:01 pm
The indictment also alleged Johnson was going to fund the purchase of real estate worth $350,000 for Gary Pierce. [read post]
16 Jul 2018, 7:32 am
In 2008, Reynolds was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. [read post]
13 Jul 2018, 3:19 am
In this essay, David N. [read post]
9 Jul 2018, 12:46 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Mona Ali JP Morgan Securities Bobbie Jo Bressler Farmers Financial Solutions, LLC State Farm VP Management Corp Jeffrey Scott Cederberg Primex… [read post]
9 Jul 2018, 12:43 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Donald Nelson Bower III Edward Jones Invest Financial Corp Christopher Masharn Bruce Statefarm VP Management Corp Chris Bruce Insurance Agency … [read post]
6 Jul 2018, 6:50 am
This criticism misses the fact that for Kennedy and the two other Republican appointees with whom he joined (Justices Sandra Day O’Connor and David Souter), the choice was not between Casey and Roe but between Casey and the Casey dissent. [read post]
4 Jun 2018, 6:30 am
Bancorp Investments, Inc Michael Jay Novick Morgan Stanley Beverly Hills Wealth Management, LLC David Warren Olson Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc Jason Charles Parker LPL Financial LLC Edward Jones James Albert Pettit Ameriprise Financial Services, Inc Janney Montgomery Scott LLC Jose Aloisio Teles Nomura Securities International, Inc Standard… [read post]
4 Jun 2018, 6:26 am
Morgan Securities LLC Chase Investment Services Corp Joshua David Ellis LPL Financial LLC BCG Securities, Inc. [read post]
31 May 2018, 3:00 am
In this essay from the National Constitution Center’s Interactive Constitution project, scholars David N. [read post]
