Search for: "Executive Security Services, Inc."
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17 Jul 2022, 11:54 am
Momentus, Inc. is a Delaware corporation based in California seeking to develop and provide commercial space services. [read post]
30 Jun 2011, 12:51 pm
BP Exploration (Alaska) Inc. [read post]
9 Nov 2020, 4:12 pm
“KL Discovery Inc. [read post]
29 Jul 2013, 7:45 am
In In re Rigel Pharmaceuticals, Inc. [read post]
2 May 2022, 4:09 am
Briefs and other papers for each case may be found at TTABVUE via the links provided.May 12, 2022 - 12 PM: In re Flexa Network Inc., Serial No. 90002396 [Section 2(d) refusal of FLEXA CAPACITY for "Providing electronic processing of collateralized cryptocurrency payments via a secure global computer network; collateralized cryptocurrency exchange services," in view of the registered mark CAPACITY for, inter alia, "electronic payment, namely, electronic… [read post]
24 Mar 2022, 6:55 am
His previous employers were National Securities Corporation (CRD#:7569) and Prime Capital Services, Inc. [read post]
25 Aug 2015, 8:24 am
On August 6, 2015, the Financial Industry Regulatory Authority (“FINRA”) announced that Rasheed (Richard) Adams (“Adams”), a former broker at Caldwell International Securities Corporation (“CISC”), was barred from the financial services industry for various violations of the securities laws, including, but not limited to, excessive trading and churning in his clients’ accounts and his failure to amend his Form U4 to disclose… [read post]
9 Jan 2012, 1:28 pm
Cusack, a senior executive and Managing Director at Aon, who resigned with several other senior executives on June 13, 2011 to join Alliant. [read post]
18 Mar 2008, 12:32 pm
Inc. [read post]
5 Jul 2018, 9:41 am
In addition, in May 2015, Boggs’ employer, Ameriprise Financial Services, Inc. [read post]
19 Mar 2010, 9:58 am
In addition, “People are living longer, and sometimes [providers] use old tables,” said Carrie Wisniewski, president of B-D Compliance Associates Inc., which provides consulting services to broker-dealers. [read post]
30 May 2017, 2:05 pm
The Secretary of Homeland Security must issue a report, within 180 days of the Order, identifying ways better to protect our critical infrastructure entities from cyberattacks (as described in Executive Order 13636 (Feb. 12, 2013)). [read post]
16 Oct 2012, 4:05 pm
Citi's CEO Pandit exits abruptly after board clash, Reuters, October 16, 2012 Pandit Is Forced Out at Citi, The Wall Street Journal, October 17, 2012 More Blog Posts: Texas Securities Roundup: Morgan Stanley Smith Barney Sued Over Financial Adviser’s Ponzi Scam, Judge Dismisses Ex-GE Executive Whistleblower’s Lawsuit Over His Firing, & Ex-Stanford Financial Group CIO Pleads Guilty to Obstructing the SEC’s Probe, Stockbroker Fraud Blog, July 3, 2012 … [read post]
4 Apr 2022, 8:55 am
Five of Khezri’s former employers have been expelled by FINRA: EKN Financial Services Inc. [read post]
10 Mar 2017, 6:09 am
Securities-Based Crowdfunding Posted by Kara M. [read post]
3 Nov 2011, 11:49 am
Shortly after the filing by MF Global, the Securities Investor Protection Corporation filed an application with the United States District Court for the Southern District of New York seeking a declaration that the customers of MF Global Inc. are in need of the protections available under the Securities Investor Protection Act. [read post]
18 Feb 2020, 11:49 am
“Information governance advisory services and software are crucial to data security and risk reduction in the entire information management lifecycle-from document management to secure record destruction. [read post]
17 Jan 2013, 4:12 pm
Health plans, their employer or other sponsors, insurers, fiduciaries, administrative service providers and other business associates have a lot of work to do. [read post]
20 Jun 2007, 10:57 pm
Not only will we offer a broad range of services, support and Unicode- compliant on-premise and hosted software but, we'll do that with the same high-level of quality and security from our certified data centers in the US and Europe. [read post]
22 May 2023, 10:59 am
It covers a wide range of activities, including the solicitation, sale, and execution of securities transactions, as well as the handling of customer accounts and the dissemination of investment recommendations. [read post]
