Search for: "Investment Security Corp." Results 161 - 180 of 3,289
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23 Mar 2023, 5:01 am by Rhiannon Neilsen
If anything, despite recent years of political polarization, there is a fervent flare in states uniting to condemn violations of international peace and security. [read post]
The plaintiff contends that the RIA allegedly unsuitably recommended that he invest his savings in annuities from Western Bankers Life Insurance, which is a Bankers Financial Corp. subsidiary, Colorado Bankers Life Insurance, and Upstream Life Insurance Company. [read post]
20 Mar 2023, 7:39 am by Crispin Smith
A collection of mostly Shi’ite militia groups, the muqawama was supported by Iran’s Islamic Revolutionary Guard Corps Qods Force (IRGC-QF) from its inception. [read post]
17 Mar 2023, 11:34 am by The White Law Group
   Lincoln Financial Advisors Corp., (CRD#: 3978/SEC#:801-42530,8-14685) a dual registered broker dealer and investment advisor, is headquartered in Fort Wayne, Indiana. [read post]
16 Mar 2023, 11:22 am by The White Law Group
FINRA, the self-regulator who oversees financial advisors and broker-dealers, reportedly barred Simmons after he allegedly failed to provide information regarding his purported dismissal from his member firm, Lincoln Financial Securities Corp. [read post]
16 Mar 2023, 5:16 am by Teresa Chen, Alana Nance, Han-ah Sumner
The contractors for the military equipment will be Raytheon Missiles and Defense and Lockheed Martin, two companies that China has already imposed trade and investment sanctions on for their past involvement in supplying Taiwan with weapons. [read post]
13 Mar 2023, 2:23 pm by Susan L. Friedman
Mutual Fund Custodians Mutual fund custodians are third-party institutions that protect securities invested in mutual funds. [read post]
13 Mar 2023, 8:01 am by Unknown
Andy Barr (R-Kentucky).As reported by Securities Regulation Daily, the resolution to disapprove H.J. [read post]
9 Mar 2023, 12:55 pm by Kevin LaCroix
First, Victory Park arranged for a $145 million private structured investment in Kredivo for itself and other institutional investors. [read post]
2 Mar 2023, 2:02 pm by Holly
  Jennifer Morris’ practice areas include Government Contracts, Corporate Transactions, Cybersecurity, National Security, and Regulatory Compliance. [read post]
27 Feb 2023, 9:01 pm by renholding
On May 12, 2021, plaintiff Jeeun Friel filed a putative class action against Dapper Labs and its CEO, Roham Gharegozlou, alleging that Moments were securities under the federal securities laws. [read post]
22 Feb 2023, 1:07 pm by Dennis Crouch
Patent TPLF funds generally promise roughly 20% internal rates of return to funders (IRR) year-over-year, or about a 2x to 2.5x return on investment over generally four- or five-year investment cycles, suggesting, at least at the pitch level, that these investments are lucrative for the funders.[15]  The biggest (or at least most well-known) players—Magnetar Capital, Burford Capital, Fortress Investment Group, Omni Bridgeway, and Curiam Capital, to name… [read post]
20 Feb 2023, 9:05 pm by renholding
 criminal fraud statutes, including the securities fraud statute, are broader than the Title 15 U.S.C. securities statutes, including Section 10(b). [read post]
19 Feb 2023, 7:01 am by David Ucko
For strategic effectiveness, greater investment is also needed across the U.S. national security enterprise—an enterprise that extends far beyond the traditional security sector. [read post]
15 Feb 2023, 12:49 am by Matthias Weller
  In preparation of the Conference on the HCCH 2019 Judgments Convention on 9/10 June 2023, taking place on campus of the University of Bonn, Germany, registration now open, we are offering here a Repository of contributions to the HCCH 2019 Judgments Convention. [read post]