Search for: "K&C International Trading Inc." Results 161 - 180 of 265
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15 Dec 2022, 4:00 am by CFM Admin
SEC RIAs should review their internal procedures to ensure compliance with the custody rules.California RIAs. [read post]
15 Dec 2022, 8:00 am by CFM Admin
SEC RIAs should review their internal procedures to ensure compliance with the custody rules.California RIAs. [read post]
29 Sep 2016, 5:08 pm by Kevin LaCroix
  ***********************   The Second Circuit’s September 20, 2016 decision in In re American International Group, Inc. [read post]
23 Dec 2010, 9:38 pm by Marie Louise
Consolidated Edison Company of New York Inc et al (Docket Report) District Court C D California: For divided infringement, proof of agency not required to establish ‘direction and control’: Ronald A Katz Technology Licensing L P v. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
  On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
30 Mar 2017, 4:17 pm by Kevin LaCroix
. ********************************************************   The recent public 10-K disclosures filed by Yahoo with the U.S. [read post]
17 Dec 2019, 7:07 am by Rob Robinson
Magazine (Inc. 5000) and Deloitte (Deloitte’s Technology Fast 500) and CEO Chris Weiler was recognized as a 2014 Ernst & Young Entrepreneur of the Year. [read post]
19 May 2022, 6:03 am by Kevin Kaufman
Sources: Management Science Associates Inc., state revenue departments, author calculations. [read post]