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20 May 2020, 2:25 pm
According to FINRA Disciplinary actions for January 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bressman, Michael FCG Advisors, LLC Merrill Lynch, Pierce, Fenner & Smith Inc Dannenberg, Stephanie Dineen, Mary Ann UBS… [read post]
12 May 2020, 8:07 am
Interview Transcripts: Rinat Akhmetshin: November 13, 2017 Stephen Bannon: January 16, 2018 February 15, 2018 Andrew Brown: August 30, 2017 Michael Caputo: July 14, 2017 John Carlin: July 27, 2017 Thomas Catan: October 18, 2017 James Clapper: July 17, 2017 Samuel Clovis: December 12, 2017 Dan Coats: June 22, 2017 Michael Cohen: October 24, 2017 Rick Dearborn: January 17, 2018 Diana Denman: December 5, 2017 Marc Elias: December 13, 2017 Boris Ephsteyn:… [read post]
8 May 2020, 9:47 am
Yee Yee Htwe Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmers Financial Solutions, LLC Randy Jackson Merrill Lynch, Pierce, Fenner & Smith Incorporated E*Trade Securities LLC Scott Levine Craft Capital Management LLC PHX Financial, Inc. [read post]
16 Apr 2020, 1:44 pm
According to the Complaint, Defendant Michael P. [read post]
14 Apr 2020, 2:14 pm
Lynching. [read post]
31 Mar 2020, 9:40 am
" Michael Kent Curtis, one of the leading historians of American free speech, was teaching the case in his constitutional law class, and, unsurprisingly, quoted portions from it that included the word "nigger. [read post]
31 Mar 2020, 8:38 am
Part I: The Coronavirus Aid, Relief and Economic Security (CARES) Act: Provisions Relevant to Healthcare Providers (March 31, 2020): On March 27, 2020, the Coronavirus Aid, Relief and Economic Security (CARES) Act[1] passed the House of Representatives by a voice vote. [read post]
23 Mar 2020, 1:28 pm
Recent Developments in Personal Care and Other Home and Community-Based Services in Medicaid and Medicare I. [read post]
6 Mar 2020, 10:45 am
We were joined by Mike Zaura, Joe Kroc, Lori Donahoe, newcomer Kathy Brooks, newcomer Michael Holub, Meg Kreikemeier, Bill Carney, newcomer Chris Johnson, newcomer Bryan Fry, Charity Jones, Sarah Parkes, newcomer William Chu, Nikki Zimmermann, Phil Fulton, Karen Lynch, Dawn Cimino, newcomer Brad Crawford and Karin Sneyd Carney. [read post]
2 Mar 2020, 9:18 am
Magistrate Judge Michael E. [read post]
31 Jan 2020, 3:00 am
California – Mohammed Nuru, Head of SF Public Works, Arrested in FBI Corruption Probe San Francisco Chronicle – Michael Barba, Joshua Sabatini, and Joe Fitzgerald Rodriguez | Published: 1/28/2020 San Francisco Public Works Director Muhammed Nuru and businessperson Nick Bovis were arrested and charged with public corruption by the FBI. [read post]
28 Jan 2020, 3:00 am
” by Kavahn Mansouri for Belleville News-Democrat Elections National: “Sanders Supporters Have Weaponized Facebook to Spread Angry Memes About His Democratic Rivals” by Craig Timberg and Isaac Stanley-Becker for Washington Post Ethics National: “Trump Tied Ukraine Aid to Inquiries He Sought, Bolton Book Says” by Maggie Haberman and Michael Schmidt (New York Times) for MSN Massachusetts: “Former City Hall Aide John Lynch Sentenced to 40 Months… [read post]
12 Jan 2020, 7:45 am
” “Judge Ignelzi had asked his former partner, Michael Murphy of Ogg Murphy & Perkosky PC, to search the firm’s records for any information about its representation of Carlson. [read post]
11 Jan 2020, 2:03 pm
It was yet another great group this week, as we were joined by Jim Walls, Michael Zaura, Nancy Cummings, Karen Lynch, Joan Smothers, Bill Carney and John Tuohy. [read post]
9 Jan 2020, 6:56 am
Incorporated (CRD#:8209) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691), also of McLean, VA. [read post]
3 Jan 2020, 4:30 am
Navigating Ethical Principle Dilemmas, Shreya Trivedi, Jon Lee, Ronnie Thomson, Melissa Connell, Linda Falkson, David Michael, Dolores Gomez-Moran (Emerging)Strategies for Addressing Title IX & Sexual Harassment Concerns with Visitors, Christina Sabee (Emerging)The Ombuds Dilemma: Can We Impact Systemic Oppression & Inequality While Remaining a Designated Neutral? [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services Bennett,… [read post]
26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services Bartley,… [read post]
19 Nov 2019, 1:18 pm
Michael Tanha suspended by FINRA Michael Tanha, a registered representative from Beverly Hills, California, formerly with Merrill Lynch, was suspended from FINRA membership for 10 months and fined $15,000 as a result of an investigation into his participation in outside business activated without obtaining the prior written approval of his member firm. [read post]
28 Oct 2019, 3:54 am
Michael Klarman details how the death of segregation was hastened considerably by the backlash to Brown v. [read post]
